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SABA

Saba Capital Income & Opportunities Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$154M
PPA
2
Parametric Portfolio Associates
Washington
$29.1M -$6.3M -588,675 -17%
PCM
3
Penserra Capital Management
California
$11.9M +$170K +15,849 +1%
Invesco
4
Invesco
Georgia
$9.03M -$600K -56,058 -6%
IA
5
Icon Advisers
Colorado
$7.28M +$7.5M +701,693 New
Morgan Stanley
6
Morgan Stanley
New York
$6.77M -$1.01M -94,469 -13%
Wells Fargo
7
Wells Fargo
California
$6.35M -$2.17M -203,337 -25%
Bank of America
8
Bank of America
North Carolina
$3.19M +$114K +10,693 +4%
TFF
9
The Family Firm
Maryland
$3.17M +$120K +11,212 +4%
RJA
10
Raymond James & Associates
Florida
$2.73M -$324K -30,311 -10%
EAM
11
Evanson Asset Management
California
$2.25M -$1.44M -134,621 -38%
Fiera Capital (Canada)
12
Fiera Capital (Canada)
Quebec, Canada
$1.89M +$55.3K +5,175 +3%
Ameriprise
13
Ameriprise
Minnesota
$1.74M -$1.3M -121,655 -42%
JFA
14
JNBA Financial Advisors
Minnesota
$1.44M -$902K -84,336 -38%
SFS
15
Shaker Financial Services
Virginia
$1.36M -$235K -22,000 -14%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.11M -$37.6K -3,520 -3%
WCM
17
Whitener Capital Management
North Carolina
$939K +$143K +13,401 +17%
6M
18
6 Meridian
Kansas
$830K +$855K +79,965 New
WCM
19
Windsor Capital Management
Arizona
$773K -$205K -19,177 -20%
LPL Financial
20
LPL Financial
California
$712K -$13.3K -1,248 -2%
ECM
21
Evergreen Capital Management
Washington
$678K -$479K -44,824 -41%
WAM
22
Weiss Asset Management
Massachusetts
$673K +$693K +64,797 New
SI
23
Stephens Inc
Arkansas
$651K -$6.05K -566 -0.9%
EHC
24
Everett Harris & Co
California
$632K -$266K -24,900 -29%
UBS Group
25
UBS Group
Switzerland
$574K +$190K +17,756 +47%