|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$23.5M
|
-$794K
|
-54,831
|
-3%
|
|
|
2
|
|
$15.5M
|
-$1.61M
|
-110,942
|
-9%
|
|
|
3
|
|
$11.1M
|
-$1.59M
|
-109,572
|
-12%
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
$10.9M
|
+$623K
|
+43,048
|
+6%
|
|
|
5
|
Evanson Asset Management
Carmel,
California
|
$9.03M
|
-$1.02M
|
-70,304
|
-10%
|
|
|
6
|
Frontier Investment Management
Dallas,
Texas
|
$7.14M
|
+$7.06M
|
+487,488
|
New
|
|
|
7
|
Baird
Milwaukee,
Wisconsin
|
$6.96M
|
-$58.5K
|
-4,041
|
-0.8%
|
|
|
8
|
Windsor Capital Management
Phoenix,
Arizona
|
$6.89M
|
-$767K
|
-52,964
|
-10%
|
|
|
9
|
Guggenheim Capital
Chicago,
Illinois
|
$5.92M
|
+$5.37M
|
+370,846
|
+905%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$3.88M
|
+$461K
|
+31,806
|
+13%
|
|
|
11
|
Everett Harris & Co
Los Angeles,
California
|
$3.61M
|
-$1.96M
|
-135,385
|
-35%
|
|
|
12
|
Newgate Capital Management
Greenwich,
Connecticut
|
$3.5M
|
-$125K
|
-8,666
|
-3%
|
|
|
13
|
New Harbor Financial Group
Worcester,
Massachusetts
|
$3.03M
|
+$5.24K
|
+362
|
+0.2%
|
|
|
14
|
LPL Financial
San Diego,
California
|
$2.86M
|
+$919K
|
+63,503
|
+47%
|
|
|
15
|
Raymond James & Associates
St Petersburg,
Florida
|
$2.58M
|
+$303K
|
+20,947
|
+13%
|
|
|
16
|
Thrivent Financial for Lutherans
Minneapolis,
Minnesota
|
$2.5M
|
–
|
–
|
–
|
|
|
17
|
UBS Group
Zurich,
Switzerland
|
$2.29M
|
-$42.8K
|
-2,953
|
-2%
|
|
|
18
|
Emerson Investment Management
Boston,
Massachusetts
|
$2M
|
+$50K
|
+3,450
|
+3%
|
|
|
19
|
Gould Asset Management
Claremont,
California
|
$1.96M
|
+$79.1K
|
+5,464
|
+4%
|
|
|
20
|
AQR Arbitrage
Greenwich,
Connecticut
|
$1.83M
|
+$1.84M
|
+127,236
|
New
|
|
|
21
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$1.8M
|
-$1.97M
|
-135,839
|
-52%
|
|
|
22
|
Scotia Capital
Toronto,
Ontario, Canada
|
$1.42M
|
+$7.96K
|
+550
|
+0.6%
|
|
|
23
|
MSI Financial Services
Springfield,
Massachusetts
|
$1.34M
|
+$792K
|
+54,701
|
+142%
|
|
|
24
|
Ameriprise
Minneapolis,
Minnesota
|
$1.32M
|
-$298K
|
-20,578
|
-18%
|
|
|
25
|
Parametric Portfolio Associates
Seattle,
Washington
|
$1.24M
|
–
|
–
|
–
|
|
