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SABA

Saba Capital Income & Opportunities Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$32.5M +$1.86M +151,348 +6%
RCM
2
Rivernorth Capital Management
Florida
$30.4M +$531K +43,290 +2%
ECM
3
Evergreen Capital Management
Washington
$25.3M
NWM
4
Nicola Wealth Management
British Columbia, Canada
$15.8M
FIM
5
Frontier Investment Management
Texas
$15.5M +$3.17M +258,151 +26%
PHS
6
Pekin Hardy Strauss
Illinois
$12.3M +$256K +20,875 +2%
Invesco
7
Invesco
Georgia
$11.2M +$680K +55,390 +6%
NSIM
8
North Star Investment Management
Illinois
$10.5M +$354K +28,844 +3%
PMG
9
Private Management Group
California
$9.79M -$57.3K -4,668 -0.6%
Morgan Stanley
10
Morgan Stanley
New York
$8.43M +$304K +24,742 +4%
FIMG
11
Financial & Investment Management Group
Michigan
$8.32M -$244K -19,928 -3%
KLI
12
Kelman-Lazarov Inc
Tennessee
$6.97M +$113K +9,218 +2%
EAM
13
Evanson Asset Management
California
$6.17M -$15.4K -1,258 -0.2%
Bank of America
14
Bank of America
North Carolina
$5.42M +$322K +26,228 +6%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$4.03M -$710K -57,903 -15%
PPA
16
Parametric Portfolio Associates
Washington
$3.88M +$2.12M +173,118 +121%
1CP
17
1607 Capital Partners
Virginia
$3.79M +$110K +9,000 +3%
Ameriprise
18
Ameriprise
Minnesota
$3.6M +$199K +16,260 +6%
HighTower Advisors
19
HighTower Advisors
Illinois
$3.48M +$78.8K +6,425 +2%
WCM
20
Windsor Capital Management
Arizona
$3.16M -$154K -12,524 -5%
Stifel Financial
21
Stifel Financial
Missouri
$2.84M +$390K +31,749 +16%
RJA
22
Raymond James & Associates
Florida
$2.56M -$331K -26,990 -11%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$2.48M +$130K +10,557 +5%
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
$2.33M
TFF
25
The Family Firm
Maryland
$2.15M +$259K +21,121 +14%