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Invesco S&P SmallCap 600 Revenue ETF
RWJ

47 hedge funds and large institutions have $159M invested in Invesco S&P SmallCap 600 Revenue ETF in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

12% more funds holding

Funds holding: 42 → 47 (+5)

4% less capital invested

Capital invested by funds: $165M → $159M (-$6.16M)

7% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 15

1.76% less ownership

Funds ownership: 147.85% → 146.1% (-1.8%)

Holders
47
Holders Change
+5
Holders Change %
+11.9%
% of All Funds
1.23%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.05%
New
9
Increased
14
Reduced
15
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$2.73M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$2.37M
3
VKH
Virtu KCG Holdings
New York
+$623K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$532K
5
CPO
Cerity Partners OCIO
New York
+$510K

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$11.8M
2
Morgan Stanley
Morgan Stanley
New York
-$3.21M
3
Ameriprise
Ameriprise
Minnesota
-$2.71M
4
SC
Scotia Capital
Ontario, Canada
-$1.72M
5
BBA
BLB&B Advisors
Pennsylvania
-$1.65M
Name Holding Trade Value Shares
Change 		Change in
Stake
AIG
26
American International Group
New York
$356K -$82K -4,575 -18%
MFS
27
MSI Financial Services
Massachusetts
$326K +$339K +18,939 New
RIL
28
Rothschild Investment LLC
Illinois
$242K +$7.69K +429 +3%
Baird Financial Group
29
Baird Financial Group
Wisconsin
$228K – – –
KF
30
Krilogy Financial
Missouri
$225K – – –
WRM
31
Westport Resources Management
Connecticut
$191K – – –
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$100K – – –
US Bancorp
33
US Bancorp
Minnesota
$94K -$2.96K -165 -3%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$66K -$68.9K -3,846 -50%
WEC
35
Winslow Evans & Crocker
Massachusetts
$55K +$1.83K +102 +3%
Citigroup
36
Citigroup
New York
$46K +$4.78K +267 +11%
KTC
37
Kistler-Tiffany Companies
Pennsylvania
$41K – – –
CFN
38
Cordasco Financial Network
Florida
$38K – – –
Creative Planning
39
Creative Planning
Kansas
$34K +$35.7K +1,995 New
IA
40
IFP Advisors
Florida
$28K +$29.6K +1,650 New
NC
41
NewSquare Capital
Pennsylvania
$23K – – –
EWM
42
Evercore Wealth Management
New York
$21K – – –
Carson Wealth (CWM LLC)
43
Carson Wealth (CWM LLC)
Nebraska
$13K +$13.4K +750 New
TRCT
44
Tower Research Capital (TRC)
New York
$11K -$117K -6,555 -91%
FNBT
45
FineMark National Bank & Trust
Florida
$10K -$9.08K -507 -46%
BlackRock
46
BlackRock
New York
$5K +$5.27K +294 New
Ameriprise
47
Ameriprise
Minnesota
– -$2.71M -159,906 Closed
SC
48
Scotia Capital
Ontario, Canada
– -$1.72M -101,433 Closed
BBA
49
BLB&B Advisors
Pennsylvania
– -$1.65M -97,455 Closed
BCMO
50
Buckingham Capital Management (Ohio)
Ohio
– -$585K -34,557 Closed
1
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RWJ Hedge Fund Activity: Q4 2015 in Review

47 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P SmallCap 600 Revenue ETF (RWJ) for Q4 2015, worth a combined $159M — down 3.7% from $165M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new RWJ positions and 4 closed out — a net gain of 5 holders — while 14 added to existing stakes and 15 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.73M. The largest seller was Bank of America, cutting an estimated $11.8M.

  • 47 institutional investors held Invesco S&P SmallCap 600 Revenue ETF (RWJ) as of Q4 2015, up from 42 in Q3 2015.
  • Funds reported $159M of Invesco S&P SmallCap 600 Revenue ETF stock for Q4 2015, down 3.7% quarter-over-quarter.
  • 9 funds opened new Invesco S&P SmallCap 600 Revenue ETF positions in Q4 2015 and 4 closed out, a net change of +5 holders.
  • The largest Invesco S&P SmallCap 600 Revenue ETF buyer in Q4 2015 was LPL Financial, an estimated $2.73M added.
  • The largest Invesco S&P SmallCap 600 Revenue ETF seller in Q4 2015 was Bank of America, an estimated $11.8M sold.

Based on aggregated 13F filings for Q4 2015.