Scotia Capital’s Invesco S&P SmallCap 600 Revenue ETF RWJ Stock Holding History

Scotia Capital’s Portfolio RWJ Stock Details RWJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-101,433	Closed	-$1.72M	–	825
2015 Q3	$1.72M	Sell	101,433 -13,833	-12%	-$252K	0.04%	285
2015 Q2	$2.23M	Buy	115,266 +561	+0.5%	+$11K	0.04%	254
2015 Q1	$2.25M	Buy	+114,705	New	+$2.17M	0.06%	205
2014 Q2	–	Sell	-92,547	Closed	-$1.69M	–	601
2014 Q1	$1.69M	Buy	92,547 +56,799	+159%	+$1.01M	0.04%	225
2013 Q4	$642K	Buy	+35,748	New	+$608K	0.02%	335

Other funds holding RWJ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CPO

Cerity Partners OCIO New York $1.67B AUM 13.22% 1-Year Est. Return

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Gateway Advisory Westfield, New Jersey $620M AUM 19.58% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Scotia Capital's RWJ Position: Q4 2015 in Review

Scotia Capital sold out of Invesco S&P SmallCap 600 Revenue ETF (RWJ) in Q4 2015, closing a stake of 101,433 shares — an estimated $1.72M sold.

Scotia Capital first reported a position in RWJ in Q4 2013 and held it in 5 quarters. The position peaked at $2.25M in Q1 2015. 47 funds tracked by Wall St. Rank hold RWJ as of Q4 2015.

Scotia Capital reported no remaining Invesco S&P SmallCap 600 Revenue ETF position as of Q4 2015 after selling out during the quarter.
Scotia Capital sold 101,433 Invesco S&P SmallCap 600 Revenue ETF shares in Q4 2015, an estimated $1.72M.
Scotia Capital first reported a position in Invesco S&P SmallCap 600 Revenue ETF in Q4 2013 and held it in 5 quarters.
Scotia Capital's Invesco S&P SmallCap 600 Revenue ETF position peaked at $2.25M in Q1 2015.
47 funds tracked by Wall St. Rank held Invesco S&P SmallCap 600 Revenue ETF as of Q4 2015.

Based on Scotia Capital's 13F filing for Q4 2015, filed 11 Feb 2016.