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Invesco S&P SmallCap 600 Revenue ETF

47 hedge funds and large institutions have $148M invested in Invesco S&P SmallCap 600 Revenue ETF in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 13

0% more funds holding

Funds holding: 4747 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

4.14% less ownership

Funds ownership: 165.46%161.32% (-4.1%)

8% less capital invested

Capital invested by funds: $161M → $148M (-$13M)

Holders
47
Holders Change
Holders Change %
0%
% of All Funds
1.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
19
Reduced
13
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$458K +$482K +26,490 New
VFS
27
VSR Financial Services
Kansas
$392K -$88.5K -4,866 -18%
PAG
28
Private Advisor Group
New Jersey
$391K +$165K +9,096 +67%
AIG
29
American International Group
New York
$374K +$34.9K +1,917 +10%
Ameriprise
30
Ameriprise
Minnesota
$310K +$215K +11,835 +173%
NES
31
New England Securities
New York
$246K -$4.36K -240 -2%
WRM
32
Westport Resources Management
Connecticut
$192K
CFN
33
Cordasco Financial Network
Florida
$103K
Citigroup
34
Citigroup
New York
$98K -$378K -20,778 -79%
NC
35
NewSquare Capital
Pennsylvania
$62K +$65.6K +3,606 New
US Bancorp
36
US Bancorp
Minnesota
$58K
GSC
37
Ground Swell Capital
South Carolina
$55K +$58.3K +3,204 New
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$44K +$46.1K +2,535 New
KTC
39
Kistler-Tiffany Companies
Pennsylvania
$41K
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$34K
CFA
41
Carroll Financial Associates
North Carolina
$21K
FNBT
42
FineMark National Bank & Trust
Florida
$10K
MCM
43
Manchester Capital Management
Vermont
$10K
WEC
44
Winslow Evans & Crocker
Massachusetts
$9.08K +$55 +3 +0.6%
SSB
45
Sandy Spring Bank
Maryland
$5K -$5.46K -300 -50%
NFG
46
Next Financial Group
Texas
$2K
JP Morgan Chase
47
JP Morgan Chase
New York
-$2.81M -150,000 Closed
VKH
48
Virtu KCG Holdings
New York
-$1.04M -55,230 Closed
OC
49
Oppenheimer & Co
New York
-$260K -13,863 Closed
AFG
50
American Financial Group
Ohio
-$250K -13,329 Closed

RWJ Hedge Fund Activity: Q3 2014 in Review

47 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P SmallCap 600 Revenue ETF (RWJ) for Q3 2014, worth a combined $148M — down 8.1% from $161M a quarter earlier.

Fund positioning in RWJ was balanced in Q3 2014: 6 funds opened new positions, 6 closed out, 19 added to existing stakes and 13 trimmed.

The largest buyer was UBS, adding an estimated $1.45M. The largest seller was JP Morgan Chase, exiting entirely with an estimated $2.81M sold.

  • 47 institutional investors held Invesco S&P SmallCap 600 Revenue ETF (RWJ) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $148M of Invesco S&P SmallCap 600 Revenue ETF stock for Q3 2014, down 8.1% quarter-over-quarter.
  • 6 funds opened new Invesco S&P SmallCap 600 Revenue ETF positions in Q3 2014 and 6 closed out, a net change of 0 holders.
  • The largest Invesco S&P SmallCap 600 Revenue ETF buyer in Q3 2014 was UBS, an estimated $1.45M added.
  • The largest Invesco S&P SmallCap 600 Revenue ETF seller in Q3 2014 was JP Morgan Chase, an estimated $2.81M sold.

Based on aggregated 13F filings for Q3 2014.