UBS’s Invesco S&P SmallCap 600 Revenue ETF RWJ Stock Holding History

UBS’s Portfolio RWJ Stock Details RWJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$7.91M	Buy	457,206 +79,716	+21%	+$1.45M	0.01%	1647
2014 Q2	$7.08M	Buy	377,490 +80,862	+27%	+$1.46M	0.01%	1636
2014 Q1	$5.41M	Buy	296,628 +64,692	+28%	+$1.15M	﹤0.01%	1789
2013 Q4	$4.17M	Buy	231,936 +31,545	+16%	+$537K	﹤0.01%	2049
2013 Q3	$3.26M	Sell	200,391 -2,790	-1%	-$43.8K	﹤0.01%	2103
2013 Q2	$2.96M	Buy	+203,181	New	+$2.88M	﹤0.01%	2113

Other funds holding RWJ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Gateway Advisory Westfield, New Jersey $620M AUM 19.58% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

CWM

Concert Wealth Management San Jose, California $24.7M AUM 21.06% 1-Year Est. Return

UBS's RWJ Position: Q3 2014 in Review

UBS increased its Invesco S&P SmallCap 600 Revenue ETF (RWJ) stake by 21% in Q3 2014, buying an estimated $1.45M and bringing the position to 457,206 shares worth $7.91M. The position accounts for 0.01% of the portfolio, ranked #1647.

UBS first reported a position in RWJ in Q2 2013 and has held it in 6 quarters since. 47 funds tracked by Wall St. Rank hold RWJ as of Q3 2014.

UBS held 457,206 shares of Invesco S&P SmallCap 600 Revenue ETF worth $7.91M as of Q3 2014.
UBS bought 79,716 Invesco S&P SmallCap 600 Revenue ETF shares in Q3 2014, an estimated $1.45M.
Invesco S&P SmallCap 600 Revenue ETF made up 0.01% of UBS's portfolio in Q3 2014, its #1647 holding.
UBS first reported a position in Invesco S&P SmallCap 600 Revenue ETF in Q2 2013 and has held it in 6 quarters since.
47 funds tracked by Wall St. Rank held Invesco S&P SmallCap 600 Revenue ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.