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VanEck Retail ETF
RTH

15 hedge funds and large institutions have $46.8M invested in VanEck Retail ETF in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

11% more capital invested

Capital invested by funds: $42.3M → $46.8M (+$4.5M)

7% more funds holding

Funds holding: 14 → 15 (+1)

21.8% less ownership

Funds ownership: 131.46% → 109.65% (-22%)

50% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 6

58% less call options, than puts

Call options by funds: $460K | Put options by funds: $1.1M

Holders
15
Holders Change
+1
Holders Change %
+7.14%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
3
Reduced
6
Closed
3
Calls
$460K
Puts
$1.1M
Net Calls
-$641K
Net Calls Change
-$547K

Top Buyers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
+$2.24M
2
LSA
L & S Advisors
California
+$797K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$309K
4
Goldman Sachs
Goldman Sachs
New York
+$209K
5
Morgan Stanley
Morgan Stanley
New York
+$199K

Top Sellers

Rank Fund Capital Flow
1
TH
Timber Hill
Connecticut
-$683K
2
Renaissance Technologies
Renaissance Technologies
New York
-$638K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$549K
4
Nomura Holdings
Nomura Holdings
Japan
-$187K
5
Bank of America
Bank of America
North Carolina
-$32.8K
Name Holding Trade Value Shares
Change 		Change in
Stake
U
1
UBS
Switzerland
$21.5M -$11.8K -216 -0.1%
Goldman Sachs
2
Goldman Sachs
New York
$10.7M +$209K +3,827 +2%
Citigroup
3
Citigroup
New York
$5.54M – – –
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$3.57M +$309K +5,664 +10%
CS
5
Credit Suisse
Switzerland
$2.91M +$2.24M +41,027 +356%
JP Morgan Chase
6
JP Morgan Chase
New York
$1.22M -$10.9K -200 -0.9%
LSA
7
L & S Advisors
California
$808K +$797K +14,592 New
TH
8
Timber Hill
Connecticut
$229K -$683K -12,500 -75%
Morgan Stanley
9
Morgan Stanley
New York
$201K +$199K +3,640 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$52K -$549K -10,057 -91%
Loomis, Sayles & Company
11
Loomis, Sayles & Company
Massachusetts
$28K -$27.3K -500 -50%
AIG
12
American International Group
New York
$27.7K +$27.3K +500 New
Ameriprise
13
Ameriprise
Minnesota
$6K – – –
Bank of America
14
Bank of America
North Carolina
$3K -$32.8K -600 -92%
TFA
15
Transamerica Financial Advisors
Florida
$2K +$1.09K +20 New
Renaissance Technologies
16
Renaissance Technologies
New York
– -$638K -12,300 Closed
Nomura Holdings
17
Nomura Holdings
Japan
– -$187K -3,600 Closed
Walleye Trading
18
Walleye Trading
New York
– -$12K -223 Closed

RTH Hedge Fund Activity: Q3 2013 in Review

15 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in VanEck Retail ETF (RTH) for Q3 2013, worth a combined $46.8M — up 11% from $42.3M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new RTH positions and 3 closed out — a net gain of 1 holder — while 3 added to existing stakes and 6 trimmed.

The largest buyer was Credit Suisse, adding an estimated $2.24M. The largest seller was Timber Hill, cutting an estimated $683K.

  • 15 institutional investors held VanEck Retail ETF (RTH) as of Q3 2013, up from 14 in Q2 2013.
  • Funds reported $46.8M of VanEck Retail ETF stock for Q3 2013, up 11% quarter-over-quarter.
  • 4 funds opened new VanEck Retail ETF positions in Q3 2013 and 3 closed out, a net change of +1 holder.
  • The largest VanEck Retail ETF buyer in Q3 2013 was Credit Suisse, an estimated $2.24M added.
  • The largest VanEck Retail ETF seller in Q3 2013 was Timber Hill, an estimated $683K sold.

Based on aggregated 13F filings for Q3 2013.