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VanEck Retail ETF

48 hedge funds and large institutions have $101M invested in VanEck Retail ETF in 2015 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 11

4% less funds holding

Funds holding: 5048 (-2)

10.67% less ownership

Funds ownership: 76.84%66.17% (-11%)

14% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 14

33% less capital invested

Capital invested by funds: $151M → $101M (-$49.6M)

69% less call options, than puts

Call options by funds: $503K | Put options by funds: $1.65M

75% less funds holding in top 10

Funds holding in top 10: 41 (-3)

Holders
48
Holders Change
-2
Holders Change %
-4%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-75%
% of All Funds
0.03%
New
12
Increased
17
Reduced
11
Closed
14
Calls
$503K
Puts
$1.65M
Net Calls
-$1.14M
Net Calls Change
+$158K
Name Holding Trade Value Shares
Change
Change in
Stake
JCM
1
Janney Capital Management
Pennsylvania
$18.3M -$23.5M -304,594 -56%
AWM
2
Affinity Wealth Management
Delaware
$17.3M +$8.27M +107,052 +92%
Goldman Sachs
3
Goldman Sachs
New York
$11.4M +$4.39M +56,836 +63%
RAM
4
Riggs Asset Management
Pennsylvania
$5.19M +$60.3K +781 +1%
VF
5
Virtu Financial
New York
$4.33M +$3M +38,879 +231%
MIFH
6
Migdal Insurance & Financial Holdings
Israel
$4.28M +$4.25M +55,000 New
JMPWA
7
JP Morgan Private Wealth Advisors
California
$4.21M +$4.18M +54,145 New
Morgan Stanley
8
Morgan Stanley
New York
$4.11M -$160K -2,074 -4%
UBS Group
9
UBS Group
Switzerland
$4M +$3.58M +46,368 +900%
Citigroup
10
Citigroup
New York
$3.88M
LPL Financial
11
LPL Financial
California
$2.21M +$1.6M +20,658 +255%
Stifel Financial
12
Stifel Financial
Missouri
$2.21M +$488K +6,325 +29%
BCM
13
Barometer Capital Management
Ontario, Canada
$2.17M +$193K +2,500 +10%
Bank of America
14
Bank of America
North Carolina
$2.08M +$1.58M +20,514 +329%
SC
15
Scotia Capital
Ontario, Canada
$1.92M
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$1.81M -$2.66M -34,426 -60%
TRCT
17
Tower Research Capital (TRC)
New York
$1.43M +$1.43M +18,456 New
ACM
18
Aviance Capital Management
Florida
$1.32M -$105K -1,365 -7%
CS
19
Credit Suisse
Switzerland
$1.32M +$1.01M +13,022 +331%
Citadel Advisors
20
Citadel Advisors
Florida
$1.24M +$157K +2,027 +15%
NEIRG
21
New England Investment & Retirement Group
Massachusetts
$1.03M +$1.03M +13,315 New
DBIA
22
Dumont & Blake Investment Advisors
New Jersey
$906K -$15.4K -200 -2%
PCM
23
Prelude Capital Management
New York
$832K +$826K +10,700 New
SPC
24
Sigma Planning Corp
Michigan
$592K +$167K +2,161 +40%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$459K +$110K +1,419 +32%

RTH Hedge Fund Activity: Q4 2015 in Review

48 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in VanEck Retail ETF (RTH) for Q4 2015, worth a combined $101M — down 33% from $151M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of RTH and 12 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 17 added.

The largest buyer was Affinity Wealth Management, adding an estimated $8.27M. The largest seller was Commerzbank Aktiengesellschaft, exiting entirely with an estimated $36.8M sold.

  • 48 institutional investors held VanEck Retail ETF (RTH) as of Q4 2015, down from 50 in Q3 2015.
  • Funds reported $101M of VanEck Retail ETF stock for Q4 2015, down 33% quarter-over-quarter.
  • 12 funds opened new VanEck Retail ETF positions in Q4 2015 and 14 closed out, a net change of -2 holders.
  • The largest VanEck Retail ETF buyer in Q4 2015 was Affinity Wealth Management, an estimated $8.27M added.
  • The largest VanEck Retail ETF seller in Q4 2015 was Commerzbank Aktiengesellschaft, an estimated $36.8M sold.

Based on aggregated 13F filings for Q4 2015.