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VanEck Retail ETF

19 hedge funds and large institutions have $49.1M invested in VanEck Retail ETF in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

100% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 3

31.6% more ownership

Funds ownership: 109.65%141.25% (+32%)

27% more funds holding

Funds holding: 1519 (+4)

5% more capital invested

Capital invested by funds: $46.8M → $49.1M (+$2.27M)

100% less call options, than puts

Call options by funds: $18K | Put options by funds: $6.77M

Holders
19
Holders Change
+4
Holders Change %
+26.67%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
6
Reduced
3
Closed
3
Calls
$18K
Puts
$6.77M
Net Calls
-$6.75M
Net Calls Change
-$6.11M
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$12.3M -$10.9M -185,275 -48%
Goldman Sachs
2
Goldman Sachs
New York
$11.6M -$230K -3,895 -2%
CS
3
Credit Suisse
Switzerland
$6.09M +$2.81M +47,507 +90%
Citigroup
4
Citigroup
New York
$6.08M
VF
5
Virtu Financial
New York
$4.78M +$4.64M +78,550 New
ST
6
Spot Trading
Illinois
$3.23M +$3.14M +53,100 New
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.54M -$2.32M -39,230 -61%
BNP Paribas Financial Markets
8
BNP Paribas Financial Markets
France
$1.06M +$1.03M +17,487 New
LSA
9
L & S Advisors
California
$892K +$4.25K +72 +0.5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$454K +$385K +6,519 +689%
ASN
11
Advisory Services Network
Georgia
$289K +$281K +4,750 New
Morgan Stanley
12
Morgan Stanley
New York
$271K +$48K +812 +22%
CCT
13
Country Club Trust
Missouri
$205K +$199K +3,377 New
Walleye Trading
14
Walleye Trading
New York
$128K +$124K +2,102 New
TRCT
15
Tower Research Capital (TRC)
New York
$52K +$50.6K +856 New
AIG
16
American International Group
New York
$30.4K
Loomis, Sayles & Company
17
Loomis, Sayles & Company
Massachusetts
$30K
Ameriprise
18
Ameriprise
Minnesota
$26K +$19.2K +325 +325%
Bank of America
19
Bank of America
North Carolina
$19K +$15.2K +257 +514%
JP Morgan Chase
20
JP Morgan Chase
New York
-$1.22M -22,046 Closed
TH
21
Timber Hill
Connecticut
-$229K -4,135 Closed
TFA
22
Transamerica Financial Advisors
Florida
-$2K -20 Closed

RTH Hedge Fund Activity: Q4 2013 in Review

19 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in VanEck Retail ETF (RTH) for Q4 2013, worth a combined $49.1M — up 4.9% from $46.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new RTH positions and 3 closed out — a net gain of 4 holders — while 6 added to existing stakes and 3 trimmed.

The largest buyer was Virtu Financial, opening a new position worth an estimated $4.64M. The largest seller was UBS, cutting an estimated $10.9M.

  • 19 institutional investors held VanEck Retail ETF (RTH) as of Q4 2013, up from 15 in Q3 2013.
  • Funds reported $49.1M of VanEck Retail ETF stock for Q4 2013, up 4.9% quarter-over-quarter.
  • 7 funds opened new VanEck Retail ETF positions in Q4 2013 and 3 closed out, a net change of +4 holders.
  • The largest VanEck Retail ETF buyer in Q4 2013 was Virtu Financial, an estimated $4.64M added.
  • The largest VanEck Retail ETF seller in Q4 2013 was UBS, an estimated $10.9M sold.

Based on aggregated 13F filings for Q4 2013.