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VanEck Retail ETF

34 hedge funds and large institutions have $61.4M invested in VanEck Retail ETF in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

6% more funds holding

Funds holding: 3234 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

10% less call options, than puts

Call options by funds: $203K | Put options by funds: $226K

11.21% less ownership

Funds ownership: 61.31%50.1% (-11%)

23% less capital invested

Capital invested by funds: $79.3M → $61.4M (-$17.9M)

23% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 13

Holders
34
Holders Change
+2
Holders Change %
+6.25%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
10
Reduced
13
Closed
3
Calls
$203K
Puts
$226K
Net Calls
-$23K
Net Calls Change
+$664K
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
Affinity Wealth Management
Delaware
$13.5M -$5.38M -67,798 -28%
Goldman Sachs
2
Goldman Sachs
New York
$10.4M +$127K +1,601 +1%
SG Americas Securities
3
SG Americas Securities
New York
$7.95M +$151K +1,901 +2%
UBS Group
4
UBS Group
Switzerland
$4.5M +$783K +9,876 +21%
Citigroup
5
Citigroup
New York
$4M +$103K +1,300 +3%
CS
6
Credit Suisse
Switzerland
$3.42M
Morgan Stanley
7
Morgan Stanley
New York
$2.22M +$679K +8,558 +43%
Jane Street
8
Jane Street
New York
$2.02M +$373K +4,705 +22%
PCM
9
Prelude Capital Management
New York
$1.84M -$2.18M -27,450 -54%
VF
10
Virtu Financial
New York
$1.79M -$4.35M -54,807 -71%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.31M +$528K +6,661 +66%
VKH
12
Virtu KCG Holdings
New York
$1.25M +$917K +11,569 +256%
Bank of America
13
Bank of America
North Carolina
$1.01M +$3.57K +45 +0.3%
ACM
14
Aviance Capital Management
Florida
$912K -$112K -1,412 -11%
TH
15
Timber Hill
Connecticut
$872K -$116K -1,465 -12%
Citadel Advisors
16
Citadel Advisors
Florida
$810K +$824K +10,394 New
LPL Financial
17
LPL Financial
California
$790K -$89.5K -1,129 -10%
SCA
18
Snowden Capital Advisors
New York
$586K +$33.1K +417 +6%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$364K +$371K +4,674 New
BCM
20
Beck Capital Management
Texas
$359K -$13.2K -166 -3%
TRCT
21
Tower Research Capital (TRC)
New York
$354K -$223K -2,807 -38%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$296K +$301K +3,793 New
Simplex Trading
23
Simplex Trading
Illinois
$252K +$257K +3,240 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$208K -$21.9K -276 -9%
CG
25
Cutler Group
California
$189K -$148K -1,865 -43%

RTH Hedge Fund Activity: Q3 2016 in Review

34 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in VanEck Retail ETF (RTH) for Q3 2016, worth a combined $61.4M — down 23% from $79.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new RTH positions and 3 closed out — a net gain of 3 holders — while 10 added to existing stakes and 13 trimmed.

The largest buyer was Virtu KCG Holdings, adding an estimated $917K. The largest seller was Affinity Wealth Management, cutting an estimated $5.38M.

  • 34 institutional investors held VanEck Retail ETF (RTH) as of Q3 2016, up from 32 in Q2 2016.
  • Funds reported $61.4M of VanEck Retail ETF stock for Q3 2016, down 23% quarter-over-quarter.
  • 6 funds opened new VanEck Retail ETF positions in Q3 2016 and 3 closed out, a net change of +3 holders.
  • The largest VanEck Retail ETF buyer in Q3 2016 was Virtu KCG Holdings, an estimated $917K added.
  • The largest VanEck Retail ETF seller in Q3 2016 was Affinity Wealth Management, an estimated $5.38M sold.

Based on aggregated 13F filings for Q3 2016.