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VanEck Retail ETF

28 hedge funds and large institutions have $26.8M invested in VanEck Retail ETF in 2017 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 3 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

41% more call options, than puts

Call options by funds: $1.6M | Put options by funds: $1.13M

33% more funds holding

Funds holding: 2128 (+7)

13.33% less ownership

Funds ownership: 57.18%43.85% (-13%)

20% less capital invested

Capital invested by funds: $33.6M → $26.8M (-$6.72M)

57% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 7

Holders
28
Holders Change
+7
Holders Change %
+33.33%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
3
Reduced
7
Closed
2
Calls
$1.6M
Puts
$1.13M
Net Calls
+$466K
Net Calls Change
-$952K
Name Holding Trade Value Shares
Change
Change in
Stake
SG Americas Securities
1
SG Americas Securities
New York
$4.57M -$8.7M -101,822 -67%
MIFH
2
Migdal Insurance & Financial Holdings
Israel
$4.43M
BCI
3
Brinker Capital Investments
Pennsylvania
$3.65M
Goldman Sachs
4
Goldman Sachs
New York
$3.1M -$509K -5,962 -15%
Bank of America
5
Bank of America
North Carolina
$1.94M +$874K +10,234 +93%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.87M -$1.67M -19,497 -49%
UBS Group
7
UBS Group
Switzerland
$1.59M -$366K -4,284 -20%
ACM
8
Avalon Capital Management
California
$1.56M +$1.46M +17,102 New
Morgan Stanley
9
Morgan Stanley
New York
$982K +$395K +4,627 +76%
LPL Financial
10
LPL Financial
California
$735K -$20.8K -244 -3%
TH
11
Timber Hill
Connecticut
$543K +$507K +5,939 New
PVH
12
Psagot Value Holdings
Israel
$293K
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$292K
JP Morgan Chase
14
JP Morgan Chase
New York
$285K +$266K +3,119 New
TSS
15
Two Sigma Securities
New York
$274K +$256K +3,000 New
TRCT
16
Tower Research Capital (TRC)
New York
$244K +$178K +2,083 +357%
Simplex Trading
17
Simplex Trading
Illinois
$193K +$181K +2,115 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$130K -$85.9K -1,006 -41%
FAAS
19
First Allied Advisory Services
California
$43K +$40.6K +475 New
NL
20
NVWM LLC
Pennsylvania
$30K +$27.8K +325 New
SWP
21
Stratos Wealth Partners
Ohio
$27K +$25.6K +300 New
IWM
22
IHT Wealth Management
Illinois
$14K +$12.8K +150 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$11K -$427 -5 -4%
ASN
24
Advisory Services Network
Georgia
$9K
Wells Fargo
25
Wells Fargo
California
$9K

RTH Hedge Fund Activity: Q4 2017 in Review

28 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in VanEck Retail ETF (RTH) for Q4 2017, worth a combined $26.8M — down 20% from $33.6M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new RTH positions and 2 closed out — a net gain of 7 holders — while 3 added to existing stakes and 7 trimmed.

The largest buyer was Avalon Capital Management, opening a new position worth an estimated $1.46M. The largest seller was SG Americas Securities, cutting an estimated $8.7M.

  • 28 institutional investors held VanEck Retail ETF (RTH) as of Q4 2017, up from 21 in Q3 2017.
  • Funds reported $26.8M of VanEck Retail ETF stock for Q4 2017, down 20% quarter-over-quarter.
  • 9 funds opened new VanEck Retail ETF positions in Q4 2017 and 2 closed out, a net change of +7 holders.
  • The largest VanEck Retail ETF buyer in Q4 2017 was Avalon Capital Management, an estimated $1.46M added.
  • The largest VanEck Retail ETF seller in Q4 2017 was SG Americas Securities, an estimated $8.7M sold.

Based on aggregated 13F filings for Q4 2017.