UBS’s VanEck Retail ETF RTH Stock Holding History

UBS’s Portfolio RTH Stock Details RTH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$156K	Sell	2,500 -100	-4%	-$6.11K	﹤0.01%	5460
2014 Q2	$154K	Sell	2,600 -421	-14%	-$24.8K	﹤0.01%	5432
2014 Q1	$179K	Sell	3,021 -199,579	-99%	-$11.8M	﹤0.01%	5318
2013 Q4	$12.3M	Sell	202,600 -185,275	-48%	-$10.9M	0.01%	1106
2013 Q3	$21.5M	Sell	387,875 -216	-0.1%	-$11.8K	0.02%	676
2013 Q2	$20.1M	Buy	+388,091	New	+$19.9M	0.02%	645

Other funds holding RTH

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BCM

Barometer Capital Management Toronto, Ontario, Canada $292M AUM 86.78% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Timber Hill Greenwich, Connecticut $15.4M AUM 30.7% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

UBS's RTH Position: Q3 2014 in Review

UBS reduced its VanEck Retail ETF (RTH) stake by 3.8% in Q3 2014, selling an estimated $6.11K and leaving 2,500 shares worth $156K. The position accounts for ﹤0.01% of the portfolio, ranked #5460.

UBS first reported a position in RTH in Q2 2013 and has held it in 6 quarters since. The position peaked at $21.5M in Q3 2013. 17 funds tracked by Wall St. Rank hold RTH as of Q3 2014.

UBS held 2,500 shares of VanEck Retail ETF worth $156K as of Q3 2014.
UBS sold 100 VanEck Retail ETF shares in Q3 2014, an estimated $6.11K.
VanEck Retail ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5460 holding.
UBS first reported a position in VanEck Retail ETF in Q2 2013 and has held it in 6 quarters since.
UBS's VanEck Retail ETF position peaked at $21.5M in Q3 2013.
17 funds tracked by Wall St. Rank held VanEck Retail ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.