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Rockwell Automation
ROK

691 hedge funds and large institutions have $15B invested in Rockwell Automation in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 243 increasing their positions, 236 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 51

86% more funds holding in top 10

Funds holding in top 10: 7 → 13 (+6)

19% more capital invested

Capital invested by funds: $12.6B → $15B (+$2.35B)

5% more funds holding

Funds holding: 656 → 691 (+35)

1.91% more ownership

Funds ownership: 72.51% → 74.42% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 243 | Existing positions reduced: 236

51% less call options, than puts

Call options by funds: $48.3M | Put options by funds: $99.5M

Holders
691
Holders Change
+35
Holders Change %
+5.34%
% of All Funds
17.2%
Holding in Top 10
13
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+85.71%
% of All Funds
0.32%
New
96
Increased
243
Reduced
236
Closed
51
Calls
$48.3M
Puts
$99.5M
Net Calls
-$51.1M
Net Calls Change
-$112M

Top Buyers

1
BlackRock
BlackRock
New York
+$1.31B
2
JP Morgan Chase
JP Morgan Chase
New York
+$189M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$85.1M
4
Franklin Resources
Franklin Resources
California
+$81.7M
5
FAM
Fred Alger Management
New York
+$81.2M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$189M
2
Capital World Investors
Capital World Investors
California
-$179M
3
FMI
Fiduciary Management Inc
Wisconsin
-$162M
4
Harris Associates
Harris Associates
Illinois
-$129M
5
American Century Companies
American Century Companies
Missouri
-$78.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
EVM
176
Evelyn V. Moreno
$7.8M +$888K +5,940 +13%
BPM
177
Bronson Point Management
Connecticut
$7.66M -$1.62M -10,810 -18%
CCM
178
Copeland Capital Management
Pennsylvania
$7.64M -$3.32M -22,194 -31%
GES
179
GO ETF Solutions
United Kingdom
$7.58M +$3.49M +23,361 +92%
Nordea Investment Management
180
Nordea Investment Management
Sweden
$7.37M -$114K -765 -2%
VIA
181
Vident Investment Advisory
Georgia
$7.26M +$4.12M +27,588 +145%
MI
182
Markston International
New York
$7.12M -$2.94M -19,700 -30%
IP
183
Isthmus Partners
Wisconsin
$6.91M -$74.6K -499 -1%
XK
184
Xact Kapitalforvaltning
Sweden
$6.87M +$1.09M +7,306 +20%
Comerica Bank
185
Comerica Bank
Texas
$6.77M -$74.4K -498 -1%
SOMRS
186
State of Michigan Retirement System
Michigan
$6.58M +$59.8K +400 +1%
CWM
187
Cabot Wealth Management
Massachusetts
$6.52M -$46.5K -311 -0.7%
MAM
188
Marketfield Asset Management
New York
$6.49M -$1.12M -7,488 -15%
CRB
189
Chad R. Baker
$6.41M +$149K +1,000 +2%
GIBU
190
Gulf International Bank (UK)
United Kingdom
$6.32M +$77K +515 +1%
SF
191
Synovus Financial
Georgia
$6.26M +$315K +2,109 +6%
Squarepoint
192
Squarepoint
New York
$6.22M +$5.97M +39,971 New
PRCM
193
Pine River Capital Management
Minnesota
$6.11M -$2.32M -15,522 -28%
LNB
194
Ledyard National Bank
$6.08M -$156K -1,047 -3%
LM
195
Luminus Management
Texas
$6.07M +$5.83M +39,000 New
DCM
196
Dynamic Capital Management
Jersey
$6.04M +$3.03M +20,276 +109%
WMSA
197
Weiss Multi-Strategy Advisers
New York
$6.01M +$5.77M +38,584 New
BCB
198
Brian C. Broderick
$5.95M +$86.1K +576 +2%
TPSF
199
Texas Permanent School Fund
Texas
$5.85M -$125K -838 -2%
VRS
200
Virginia Retirement Systems
Virginia
$5.7M +$5.47M +36,600 New
6 7
8
9 10

ROK Hedge Fund Activity: Q1 2017 in Review

691 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q1 2017, worth a combined $15B — up 19% from $12.6B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new ROK positions and 51 closed out — a net gain of 45 holders — while 243 added to existing stakes and 236 trimmed.

The largest buyer was BlackRock, adding an estimated $1.31B. The largest seller was Lazard Asset Management, cutting an estimated $189M.

  • 691 institutional investors held Rockwell Automation (ROK) as of Q1 2017, up from 656 in Q4 2016.
  • Funds reported $15B of Rockwell Automation stock for Q1 2017, up 19% quarter-over-quarter.
  • 96 funds opened new Rockwell Automation positions in Q1 2017 and 51 closed out, a net change of +45 holders.
  • The largest Rockwell Automation buyer in Q1 2017 was BlackRock, an estimated $1.31B added.
  • The largest Rockwell Automation seller in Q1 2017 was Lazard Asset Management, an estimated $189M sold.

Based on aggregated 13F filings for Q1 2017.