Rockwell Automation
ROK
656 hedge funds and large institutions have $12.6B invested in Rockwell Automation in 2016 Q4 according to their latest regulatory filings, with 85 funds opening new positions, 191 increasing their positions, 256 reducing their positions, and 45 closing their positions.
100% more call options, than puts
Call options by funds: $122M | Put options by funds: $61.1M
89% more first-time investments, than exits
New positions opened: 85 | Existing positions closed: 45
8% more capital invested
Capital invested by funds: $11.7B → $12.6B (+$958M)
5% more funds holding
Funds holding: 626 → 656 (+30)
0% more funds holding in top 10
Funds holding in top 10: 7 → 7 (0)
1.14% less ownership
Funds ownership: 73.65% → 72.51% (-1.1%)
25% less repeat investments, than reductions
Existing positions increased: 191 | Existing positions reduced: 256
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wellington Management Group
Boston,
Massachusetts
|
+$89.5M |
| 2 |
Balyasny Asset Management
Chicago,
Illinois
|
+$78.6M |
| 3 |
Millennium Management
New York
|
+$56.4M |
| 4 |
Bank of New York Mellon
New York
|
+$48.9M |
| 5 |
Alyeska Investment Group
Chicago,
Illinois
|
+$46.7M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Lazard Asset Management
New York
|
-$147M |
| 2 |
Harris Associates
Chicago,
Illinois
|
-$144M |
| 3 |
GIM
Generation Investment Management
London,
United Kingdom
|
-$121M |
| 4 |
EVM
Eaton Vance Management
Boston,
Massachusetts
|
-$114M |
| 5 |
CLM
ClearBridge LLC (Maryland)
Baltimore,
Maryland
|
-$90.7M |
ROK Hedge Fund Activity: Q4 2016 in Review
656 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2016, worth a combined $12.6B — up 8.2% from $11.7B a quarter earlier.
Buyers outnumbered sellers: 85 funds opened new ROK positions and 45 closed out — a net gain of 40 holders — while 191 added to existing stakes and 256 trimmed.
The largest buyer was Wellington Management Group, adding an estimated $89.5M. The largest seller was Lazard Asset Management, cutting an estimated $147M.
- 656 institutional investors held Rockwell Automation (ROK) as of Q4 2016, up from 626 in Q3 2016.
- Funds reported $12.6B of Rockwell Automation stock for Q4 2016, up 8.2% quarter-over-quarter.
- 85 funds opened new Rockwell Automation positions in Q4 2016 and 45 closed out, a net change of +40 holders.
- The largest Rockwell Automation buyer in Q4 2016 was Wellington Management Group, an estimated $89.5M added.
- The largest Rockwell Automation seller in Q4 2016 was Lazard Asset Management, an estimated $147M sold.
Based on aggregated 13F filings for Q4 2016.