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Rockwell Automation

656 hedge funds and large institutions have $12.6B invested in Rockwell Automation in 2016 Q4 according to their latest regulatory filings, with 85 funds opening new positions, 191 increasing their positions, 256 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more call options, than puts

Call options by funds: $122M | Put options by funds: $61.1M

89% more first-time investments, than exits

New positions opened: 85 | Existing positions closed: 45

8% more capital invested

Capital invested by funds: $11.7B → $12.6B (+$958M)

5% more funds holding

Funds holding: 626656 (+30)

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

1.14% less ownership

Funds ownership: 73.65%72.51% (-1.1%)

25% less repeat investments, than reductions

Existing positions increased: 191 | Existing positions reduced: 256

Holders
656
Holders Change
+30
Holders Change %
+4.79%
% of All Funds
16.4%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.17%
New
85
Increased
191
Reduced
256
Closed
45
Calls
$122M
Puts
$61.1M
Net Calls
+$61M
Net Calls Change
+$30.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Zurich Cantonal Bank
76
Zurich Cantonal Bank
Switzerland
$33.3M -$1.11M -8,687 -3%
Axa
77
Axa
France
$33.2M -$2.82M -22,102 -8%
Baird Financial Group
78
Baird Financial Group
Wisconsin
$31.7M -$2.04M -15,950 -6%
RG
79
Renaissance Group
Kentucky
$31.6M -$1.38M -10,836 -4%
Russell Investments Group
80
Russell Investments Group
United Kingdom
$30.3M +$28.7M +224,571 New
Asset Management One
81
Asset Management One
Japan
$30.1M +$24M +187,602 +512%
Luther King Capital Management (LKCM)
82
Luther King Capital Management (LKCM)
Texas
$29.8M +$2.24M +17,523 +9%
PPA
83
Parametric Portfolio Associates
Washington
$29.2M -$3.08M -24,145 -10%
CCWA
84
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$28.1M -$894 -7 -0%
USAA
85
United Services Automobile Association
Texas
$27.9M -$1.86M -14,554 -7%
GC
86
Guggenheim Capital
Illinois
$27.9M -$1.18M -9,221 -4%
Principal Financial Group
87
Principal Financial Group
Iowa
$27.6M -$358K -2,806 -1%
New York State Teachers Retirement System (NYSTRS)
88
New York State Teachers Retirement System (NYSTRS)
New York
$27.5M -$549K -4,296 -2%
Royal Bank of Canada
89
Royal Bank of Canada
Ontario, Canada
$27.3M +$9.66M +75,603 +59%
Prudential Financial
90
Prudential Financial
New Jersey
$27.1M +$580K +4,540 +2%
DRZID
91
DePrince Race & Zollo Inc (DRZ)
Florida
$26.2M -$5.64M -44,128 -18%
Invesco
92
Invesco
Georgia
$26M -$5.86M -45,864 -19%
Thrivent Financial for Lutherans
93
Thrivent Financial for Lutherans
Minnesota
$25.4M +$105K +825 +0.4%
HSBC Holdings
94
HSBC Holdings
United Kingdom
$25.1M -$788K -6,170 -3%
FPCG
95
Fort Pitt Capital Group
Pennsylvania
$24.7M -$87.5K -685 -0.4%
RMCM
96
Reynders McVeigh Capital Management
Massachusetts
$24.6M -$77.3K -605 -0.3%
WJA
97
Williams Jones & Associates
New York
$24.3M -$391K -3,065 -2%
State Board of Administration of Florida Retirement System
98
State Board of Administration of Florida Retirement System
Florida
$24.2M +$302K +2,367 +1%
WPC
99
Waters Parkerson & Co
Louisiana
$23.4M -$855K -6,696 -4%
CI
100
Conning Inc
Connecticut
$23.2M -$2.63M -20,591 -11%

ROK Hedge Fund Activity: Q4 2016 in Review

656 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2016, worth a combined $12.6B — up 8.2% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 85 funds opened new ROK positions and 45 closed out — a net gain of 40 holders — while 191 added to existing stakes and 256 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $89.5M. The largest seller was Lazard Asset Management, cutting an estimated $147M.

  • 656 institutional investors held Rockwell Automation (ROK) as of Q4 2016, up from 626 in Q3 2016.
  • Funds reported $12.6B of Rockwell Automation stock for Q4 2016, up 8.2% quarter-over-quarter.
  • 85 funds opened new Rockwell Automation positions in Q4 2016 and 45 closed out, a net change of +40 holders.
  • The largest Rockwell Automation buyer in Q4 2016 was Wellington Management Group, an estimated $89.5M added.
  • The largest Rockwell Automation seller in Q4 2016 was Lazard Asset Management, an estimated $147M sold.

Based on aggregated 13F filings for Q4 2016.