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Rockwell Automation
ROK

913 hedge funds and large institutions have $19.9B invested in Rockwell Automation in 2020 Q3 according to their latest regulatory filings, with 80 funds opening new positions, 328 increasing their positions, 310 reducing their positions, and 65 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more call options, than puts

Call options by funds: $99.6M | Put options by funds: $59.6M

23% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 65

6% more repeat investments, than reductions

Existing positions increased: 328 | Existing positions reduced: 310

4% more capital invested

Capital invested by funds: $19.1B → $19.9B (+$734M)

1% more funds holding

Funds holding: 906 → 913 (+7)

0.08% more ownership

Funds ownership: 77.6% → 77.68% (+0.08%)

11% less funds holding in top 10

Funds holding in top 10: 9 → 8 (-1)

Holders
913
Holders Change
+7
Holders Change %
+0.77%
% of All Funds
18.42%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.16%
New
80
Increased
328
Reduced
310
Closed
65
Calls
$99.6M
Puts
$59.6M
Net Calls
+$40.1M
Net Calls Change
+$17.3M

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$136M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$68.2M
3
AllianceBernstein
AllianceBernstein
Tennessee
+$67.1M
4
AC
Alleghany Corporation
New York
+$50.5M
5
DekaBank Deutsche Girozentrale
DekaBank Deutsche Girozentrale
Germany
+$47.4M

Top Sellers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
-$82.4M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$72.4M
3
SCM
Suvretta Capital Management
New York
-$67.1M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$59.3M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$52.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
NAM
926
Nexpoint Asset Management
Texas
– -$2.13M -10,000 Closed
BCM
927
Bridgeway Capital Management
Texas
– -$1.9M -8,900 Closed
SSA
928
Schonfeld Strategic Advisors
New York
– -$1.8M -8,459 Closed
ECM
929
ExodusPoint Capital Management
New York
– -$1.72M -8,090 Closed
DF
930
Donoghue Forlines
Massachusetts
– -$1.41M -6,620 Closed
Tudor Investment Corp
931
Tudor Investment Corp
Connecticut
– -$1.18M -5,544 Closed
Assenagon Asset Management
932
Assenagon Asset Management
Luxembourg
– -$1.17M -5,500 Closed
CCM
933
Cadence Capital Management
Massachusetts
– -$1.02M -4,792 Closed
TI
934
Trexquant Investment
Connecticut
– -$1.01M -4,725 Closed
PRC
935
Pearl River Capital
Michigan
– -$973K -4,569 Closed
Two Sigma Investments
936
Two Sigma Investments
New York
– -$836K -3,744 Closed
SRAM
937
Spouting Rock Asset Management
Pennsylvania
– -$585K -2,747 Closed
FC
938
FORA Capital
Florida
– -$517K -2,427 Closed
WOSD
939
WFA of San Diego
California
– -$456K -2,260 Closed
QIM
940
Quest Investment Management
Oregon
– -$449K -2,110 Closed
VI
941
Versor Investments
New York
– -$364K -1,709 Closed
AGM
942
Alpine Global Management
New York
– -$323K -1,518 Closed
Verition Fund Management
943
Verition Fund Management
Connecticut
– -$321K -1,508 Closed
ICM
944
Ionic Capital Management
New York
– -$297K -1,395 Closed
OR
945
Olympiad Research
Connecticut
– -$280K -1,315 Closed
HC
946
Hendley & Co
Ohio
– -$256K -1,200 Closed
QSS
947
Quantitative Systematic Strategies
Florida
– -$242K -1,136 Closed
GAM
948
Gotham Asset Management
New York
– -$239K -1,121 Closed
CWM
949
Centric Wealth Management
Illinois
– -$234K -1,097 Closed
TM
950
Titan Managers
Arizona
– -$221K -1,038 Closed
36 37
38
39 40

ROK Hedge Fund Activity: Q3 2020 in Review

913 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2020, worth a combined $19.9B — up 3.8% from $19.1B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new ROK positions and 65 closed out — a net gain of 15 holders — while 328 added to existing stakes and 310 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $136M. The largest seller was Wellington Management Group, cutting an estimated $82.4M.

  • 913 institutional investors held Rockwell Automation (ROK) as of Q3 2020, up from 906 in Q2 2020.
  • Funds reported $19.9B of Rockwell Automation stock for Q3 2020, up 3.8% quarter-over-quarter.
  • 80 funds opened new Rockwell Automation positions in Q3 2020 and 65 closed out, a net change of +15 holders.
  • The largest Rockwell Automation buyer in Q3 2020 was JP Morgan Chase, an estimated $136M added.
  • The largest Rockwell Automation seller in Q3 2020 was Wellington Management Group, an estimated $82.4M sold.

Based on aggregated 13F filings for Q3 2020.