Alpine Global Management’s Rockwell Automation ROK Stock Holding History

Alpine Global Management’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-1,518	Closed	-$323K	–	392
2020 Q2	$323K	Buy	+1,518	New	+$294K	0.06%	195
2015 Q3	–	Sell	-1,008	Closed	-$126K	–	670
2015 Q2	$126K	Buy	+1,008	New	+$121K	0.02%	523
2015 Q1	–	Sell	-2,959	Closed	-$329K	–	473
2014 Q4	$329K	Buy	+2,959	New	+$325K	0.06%	341

Other funds holding ROK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Alpine Global Management's ROK Position: Q3 2020 in Review

Alpine Global Management sold out of Rockwell Automation (ROK) in Q3 2020, closing a stake of 1,518 shares — an estimated $323K sold.

Alpine Global Management first reported a position in ROK in Q4 2014 and held it in 3 quarters. The position peaked at $329K in Q4 2014. 913 funds tracked by Wall St. Rank hold ROK as of Q3 2020.

Alpine Global Management reported no remaining Rockwell Automation position as of Q3 2020 after selling out during the quarter.
Alpine Global Management sold 1,518 Rockwell Automation shares in Q3 2020, an estimated $323K.
Alpine Global Management first reported a position in Rockwell Automation in Q4 2014 and held it in 3 quarters.
Alpine Global Management's Rockwell Automation position peaked at $329K in Q4 2014.
913 funds tracked by Wall St. Rank held Rockwell Automation as of Q3 2020.

Based on Alpine Global Management's 13F filing for Q3 2020, filed 12 Nov 2020.