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Rockwell Automation
ROK

817 hedge funds and large institutions have $13.2B invested in Rockwell Automation in 2018 Q4 according to their latest regulatory filings, with 120 funds opening new positions, 230 increasing their positions, 320 reducing their positions, and 114 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more call options, than puts

Call options by funds: $106M | Put options by funds: $86M

5% more first-time investments, than exits

New positions opened: 120 | Existing positions closed: 114

0.34% more ownership

Funds ownership: 74.46% → 74.81% (+0.34%)

0% more funds holding

Funds holding: 816 → 817 (+1)

23% less capital invested

Capital invested by funds: $17.2B → $13.2B (-$3.93B)

28% less repeat investments, than reductions

Existing positions increased: 230 | Existing positions reduced: 320

50% less funds holding in top 10

Funds holding in top 10: 12 → 6 (-6)

Holders
817
Holders Change
+1
Holders Change %
+0.12%
% of All Funds
18.2%
Holding in Top 10
6
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-50%
% of All Funds
0.13%
New
120
Increased
230
Reduced
320
Closed
114
Calls
$106M
Puts
$86M
Net Calls
+$20.3M
Net Calls Change
-$193M

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$153M
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$133M
3
Two Sigma Investments
Two Sigma Investments
New York
+$117M
4
CVA
Ceredex Value Advisors
Florida
+$63.9M
5
Ameriprise
Ameriprise
Minnesota
+$62.6M

Top Sellers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
-$183M
2
Bank of America
Bank of America
North Carolina
-$98.5M
3
PAMU
Pictet Asset Management (UK)
United Kingdom
-$89.8M
4
DZ Bank
DZ Bank
Germany
-$74M
5
JP Morgan Chase
JP Morgan Chase
New York
-$58.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
EWA
851
EP Wealth Advisors
California
– -$448K -2,389 Closed
MA
852
Montag & Associates
Georgia
– -$402K -2,145 Closed
CCIA
853
Campbell & Co Investment Adviser
Maryland
– -$375K -2,000 Closed
AR
854
Advisory Research
Illinois
– -$369K -1,969 Closed
GGI
855
Godsey & Gibb Inc
Virginia
– -$359K -1,914 Closed
QAM
856
Quantres Asset Management
Cayman Islands
– -$338K -1,800 Closed
PFS
857
Prospera Financial Services
Texas
– -$318K -1,745 Closed
RC
858
RegentAtlantic Capital
New Jersey
– -$317K -1,692 Closed
MAM
859
Meeder Asset Management
Ohio
– -$308K -1,641 Closed
NB
860
NBT Bank
New York
– -$283K -1,510 Closed
GT
861
Greenleaf Trust
Michigan
– -$277K -1,479 Closed
ATIA
862
American Trust Investment Advisors
New Hampshire
– -$272K -1,450 Closed
CCA
863
Checchi Capital Advisers
California
– -$260K -1,386 Closed
PNC
864
Park National Corp
Ohio
– -$260K -1,386 Closed
HFM
865
Harvest Fund Management
China
– -$260K -1,384 Closed
CA
866
Commerzbank Aktiengesellschaft
Germany
– -$252K -1,345 Closed
GC
867
Grimes & Company
Massachusetts
– -$244K -1,303 Closed
PCM
868
Parsons Capital Management
Rhode Island
– -$244K -1,301 Closed
FFA
869
Fragasso Financial Advisors
Pennsylvania
– -$215K -1,296 Closed
LCM
870
Laurion Capital Management
New York
– -$243K -1,296 Closed
RCM
871
RNC Capital Management
California
– -$241K -1,286 Closed
HAIM
872
Hunter Associates Investment Management
Pennsylvania
– -$240K -1,280 Closed
PD
873
Planning Directions
Pennsylvania
– -$234K -1,245 Closed
SAM
874
Steinberg Asset Management
New York
– -$229K -1,223 Closed
PWW
875
Pettyjohn Wood & White
Virginia
– -$229K -1,220 Closed
33 34
35
36 37

ROK Hedge Fund Activity: Q4 2018 in Review

817 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2018, worth a combined $13.2B — down 23% from $17.2B a quarter earlier.

Buyers outnumbered sellers: 120 funds opened new ROK positions and 114 closed out — a net gain of 6 holders — while 230 added to existing stakes and 320 trimmed.

The largest buyer was BlackRock, adding an estimated $153M. The largest seller was Wellington Management Group, cutting an estimated $183M.

  • 817 institutional investors held Rockwell Automation (ROK) as of Q4 2018, up from 816 in Q3 2018.
  • Funds reported $13.2B of Rockwell Automation stock for Q4 2018, down 23% quarter-over-quarter.
  • 120 funds opened new Rockwell Automation positions in Q4 2018 and 114 closed out, a net change of +6 holders.
  • The largest Rockwell Automation buyer in Q4 2018 was BlackRock, an estimated $153M added.
  • The largest Rockwell Automation seller in Q4 2018 was Wellington Management Group, an estimated $183M sold.

Based on aggregated 13F filings for Q4 2018.