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Rockwell Automation
ROK

757 hedge funds and large institutions have $14.2B invested in Rockwell Automation in 2019 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 257 increasing their positions, 274 reducing their positions, and 92 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more funds holding in top 10

Funds holding in top 10: 4 → 7 (+3)

20% more call options, than puts

Call options by funds: $90.2M | Put options by funds: $75.3M

0.48% more ownership

Funds ownership: 73.09% → 73.58% (+0.48%)

0% more capital invested

Capital invested by funds: $14.1B → $14.2B (+$24.8M)

6% less repeat investments, than reductions

Existing positions increased: 257 | Existing positions reduced: 274

6% less funds holding

Funds holding: 805 → 757 (-48)

46% less first-time investments, than exits

New positions opened: 50 | Existing positions closed: 92

Holders
757
Holders Change
-48
Holders Change %
-5.96%
% of All Funds
16.6%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.15%
New
50
Increased
257
Reduced
274
Closed
92
Calls
$90.2M
Puts
$75.3M
Net Calls
+$14.9M
Net Calls Change
-$29.5M

Top Buyers

Rank Fund Capital Flow
1
Vanguard Group
Vanguard Group
Pennsylvania
+$316M
2
JP Morgan Chase
JP Morgan Chase
New York
+$138M
3
Bank of New York Mellon
Bank of New York Mellon
New York
+$126M
4
CVA
Ceredex Value Advisors
Florida
+$109M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$73.6M

Top Sellers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
-$274M
2
JIM
Jupiter Investment Management
United Kingdom
-$94.3M
3
Wells Fargo
Wells Fargo
California
-$87.1M
4
Ameriprise
Ameriprise
Minnesota
-$84.8M
5
UBS Group
UBS Group
Switzerland
-$77.6M
Name Holding Trade Value Shares
Change 		Change in
Stake
CBOA
776
Commonwealth Bank of Australia
Australia
– -$1.93M -11,824 Closed
OAM
777
Ostrum Asset Management
France
– -$1.88M -11,449 Closed
Tudor Investment Corp
778
Tudor Investment Corp
Connecticut
– -$1.8M -10,986 Closed
QT
779
Quantbot Technologies
New York
– -$1.78M -10,875 Closed
Squarepoint
780
Squarepoint
New York
– -$1.7M -10,347 Closed
CCM
781
Cadence Capital Management
Massachusetts
– -$1.64M -9,989 Closed
MCM
782
MAI Capital Management
Ohio
– -$1.57M -9,608 Closed
GCA
783
Gideon Capital Advisors
New York
– -$1.54M -9,400 Closed
EIP
784
Easterly Investment Partners
Massachusetts
– -$1.46M -8,906 Closed
JG
785
Jefferies Group
New York
– -$1.14M -7,188 Closed
Wealth Enhancement Advisory Services
786
Wealth Enhancement Advisory Services
Minnesota
– -$1.08M -6,617 Closed
ARTA
787
A.R.T. Advisors
New York
– -$983K -6,000 Closed
ERSOT
788
Employees Retirement System of Texas
Texas
– -$983K -6,000 Closed
LOAMS
789
Lombard Odier Asset Management (Switzerland)
Switzerland
– -$895K -5,463 Closed
CCIA
790
Campbell & Co Investment Adviser
Maryland
– -$791K -4,826 Closed
TSS
791
Two Sigma Securities
New York
– -$647K -4,098 Closed
KC
792
Knuff & Co
California
– -$632K -3,855 Closed
DA
793
Duality Advisers
Florida
– -$624K -3,810 Closed
GCP
794
GSA Capital Partners
United Kingdom
– -$607K -3,707 Closed
TI
795
Trexquant Investment
Connecticut
– -$567K -3,458 Closed
HW
796
Hancock Whitney
Mississippi
– -$556K -3,391 Closed
Capstone Investment Advisors
797
Capstone Investment Advisors
New York
– -$521K -3,299 Closed
MAM
798
Morse Asset Management
Connecticut
– -$499K -3,045 Closed
IUHSA
799
Itau Unibanco Holding S.A.
Brazil
– -$427K -2,604 Closed
CANY
800
Caxton Associates (New York)
New York
– -$403K -2,460 Closed
30 31
32
33 34

ROK Hedge Fund Activity: Q3 2019 in Review

757 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2019, worth a combined $14.2B — up 0.18% from $14.1B a quarter earlier.

Sellers outnumbered buyers: 92 funds closed out of ROK and 50 opened new positions — a net loss of 42 holders — while 274 trimmed existing stakes and 257 added.

The largest buyer was Vanguard Group, adding an estimated $316M. The largest seller was BlackRock, cutting an estimated $274M.

  • 757 institutional investors held Rockwell Automation (ROK) as of Q3 2019, down from 805 in Q2 2019.
  • Funds reported $14.2B of Rockwell Automation stock for Q3 2019, up 0.18% quarter-over-quarter.
  • 50 funds opened new Rockwell Automation positions in Q3 2019 and 92 closed out, a net change of -42 holders.
  • The largest Rockwell Automation buyer in Q3 2019 was Vanguard Group, an estimated $316M added.
  • The largest Rockwell Automation seller in Q3 2019 was BlackRock, an estimated $274M sold.

Based on aggregated 13F filings for Q3 2019.