A.R.T. Advisors’s Rockwell Automation ROK Stock Holding History

A.R.T. Advisors’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-800	Closed	-$201K	–	99
2020 Q4	$201K	Buy	+800	New	+$196K	0.93%	53
2020 Q1	–	Sell	-19,600	Closed	-$3.97M	–	795
2019 Q4	$3.97M	Buy	+19,600	New	+$3.63M	0.2%	121
2019 Q3	–	Sell	-6,000	Closed	-$983K	–	1690
2019 Q2	$983K	Sell	6,000 -6,100	-50%	-$1.03M	0.06%	473
2019 Q1	$2.12M	Buy	12,100 +2,700	+29%	+$459K	0.13%	216
2018 Q4	$1.42M	Buy	9,400 +6,800	+262%	+$1.13M	0.09%	332
2018 Q3	$487K	Buy	+2,600	New	+$465K	0.02%	871
2016 Q1	–	Sell	-16,150	Closed	-$1.66M	–	1608
2015 Q4	$1.66M	Sell	16,150 -23,888	-60%	-$2.51M	0.08%	355
2015 Q3	$4.06M	Buy	40,038 +6,949	+21%	+$787K	0.15%	183
2015 Q2	$4.12M	Buy	33,089 +17,630	+114%	+$2.12M	0.14%	195
2015 Q1	$1.79M	Buy	+15,459	New	+$1.74M	0.06%	431
2014 Q4	–	Sell	-15,593	Closed	-$1.71M	–	1614
2014 Q3	$1.71M	Buy	+15,593	New	+$1.83M	0.08%	342
2013 Q3	–	Sell	-55,818	Closed	-$4.64M	–	1461
2013 Q2	$4.64M	Buy	+55,818	New	+$4.82M	0.15%	189

Other funds holding ROK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

AAMU

Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return

A.R.T. Advisors's ROK Position: Q1 2021 in Review

A.R.T. Advisors sold out of Rockwell Automation (ROK) in Q1 2021, closing a stake of 800 shares — an estimated $201K sold.

A.R.T. Advisors first reported a position in ROK in Q2 2013 and held it in 12 quarters. The position peaked at $4.64M in Q2 2013. 972 funds tracked by Wall St. Rank hold ROK as of Q1 2021.

A.R.T. Advisors reported no remaining Rockwell Automation position as of Q1 2021 after selling out during the quarter.
A.R.T. Advisors sold 800 Rockwell Automation shares in Q1 2021, an estimated $201K.
A.R.T. Advisors first reported a position in Rockwell Automation in Q2 2013 and held it in 12 quarters.
A.R.T. Advisors's Rockwell Automation position peaked at $4.64M in Q2 2013.
972 funds tracked by Wall St. Rank held Rockwell Automation as of Q1 2021.

Based on A.R.T. Advisors's 13F filing for Q1 2021, filed 17 May 2021.