ROK icon

Rockwell Automation
ROK

Overview Fund Activity

655 hedge funds and large institutions have $12.6B invested in Rockwell Automation in 2016 Q4 according to their latest regulatory filings, with 85 funds opening new positions, 190 increasing their positions, 256 reducing their positions, and 45 closing their positions.

Holders
655
Holders Change
+30
Holders Change %
+4.8%
% of All Funds
16.4%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.18%
New
85
Increased
190
Reduced
256
Closed
45
Calls
$122M
Puts
$61.1M
Net Calls
+$61M
Net Calls Change
+$30.1M

Top Buyers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$177M
2
Balyasny Asset Management
2
Balyasny Asset Management
Illinois
$82.7M
3
DZ Bank
3
DZ Bank
Germany
$76.2M
4
Millennium Management
4
Millennium Management
New York
$65.2M
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$199M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$491M
2
Harris Associates
2
Harris Associates
Illinois
$129M
3
GIM
3
Generation Investment Management
United Kingdom
$0
4
EVM
4
Eaton Vance Management
Massachusetts
$34.2M
5
CLM
5
ClearBridge LLC (Maryland)
Maryland
$17K
Name Market Value Shares Shares
Change 		Shares
Change %
AWM
651
AllSquare Wealth Management
New York
$2K 12 – –
IWM
652
IHT Wealth Management
Illinois
$2K 17 +17 New
LS
653
Livforsakringsbolaget Skandia
Sweden
$1.55K 11,534 -29,733 -72%
SWA
654
Sutton Wealth Advisors
Florida
$806 6 – –
FPF
655
FNY Partners Fund
New York
$672 5,000 +5,000 New
BFM
656
Boothbay Fund Management
New York
$250 1,857 +1,857 New
SLF
657
Sun Life Financial
Ontario, Canada
$69 9 +9 New
GIM
658
Generation Investment Management
United Kingdom
– – -986,549 Closed
MTB
659
Mizuho Trust & Banking
Japan
– – -212,203 Closed
IAMU
660
Impax Asset Management (UK)
United Kingdom
– – -155,101 Closed
DFO
661
Duquesne Family Office
New York
– – -130,100 Closed
GGI
662
Godsey & Gibb Inc
Virginia
– – -89,820 Closed
BCM
663
BlueCrest Capital Management
Jersey
– – -67,003 Closed
D.E. Shaw & Co
664
D.E. Shaw & Co
New York
– – -48,939 Closed
Two Sigma Investments
665
Two Sigma Investments
New York
– – -45,762 Closed
WG
666
Winton Group
United Kingdom
– – -41,451 Closed
LM
667
Luminus Management
Texas
– – -39,000 Closed
Tudor Investment Corp
668
Tudor Investment Corp
Connecticut
– – -24,387 Closed
UOTTAIMCU
669
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
– – -16,900 Closed
AL
670
Airain Ltd
Guernsey
– – -16,711 Closed
DC
671
Deere & Company
Illinois
– – -13,255 Closed
SOADOR
672
State of Alaska Department of Revenue
Alaska
– – -10,480 Closed
CWM
673
Calamos Wealth Management
Illinois
– – -7,340 Closed
Squarepoint
674
Squarepoint
New York
– – -6,546 Closed
KFA
675
Kays Financial Advisory
Georgia
– – -6,447 Closed
25 26
27
28 29