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Rockwell Automation
ROK

626 hedge funds and large institutions have $11.7B invested in Rockwell Automation in 2016 Q3 according to their latest regulatory filings, with 51 funds opening new positions, 216 increasing their positions, 211 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

105% more call options, than puts

Call options by funds: $60.4M | Put options by funds: $29.5M

75% more funds holding in top 10

Funds holding in top 10: 4 → 7 (+3)

34% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 38

3% more capital invested

Capital invested by funds: $11.3B → $11.7B (+$385M)

2% more repeat investments, than reductions

Existing positions increased: 216 | Existing positions reduced: 211

1% more funds holding

Funds holding: 622 → 626 (+4)

1.31% less ownership

Funds ownership: 74.96% → 73.65% (-1.3%)

Holders
626
Holders Change
+4
Holders Change %
+0.64%
% of All Funds
16.7%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.19%
New
51
Increased
216
Reduced
211
Closed
38
Calls
$60.4M
Puts
$29.5M
Net Calls
+$30.9M
Net Calls Change
-$18.3M

Top Buyers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
+$36M
2
Deutsche Bank
Deutsche Bank
Germany
+$35.7M
3
JHIU
Janus Henderson Investors US
Colorado
+$29.2M
4
UBS Group
UBS Group
Switzerland
+$25.8M
5
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
+$24.4M

Top Sellers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
-$117M
2
Ameriprise
Ameriprise
Minnesota
-$103M
3
Swedbank
Swedbank
Sweden
-$56.5M
4
YCMGA
York Capital Management Global Advisors
New York
-$56.4M
5
Franklin Resources
Franklin Resources
California
-$51.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
ONB
651
Old National Bancorp
Indiana
– -$258K -2,248 Closed
HCM
652
Highbridge Capital Management
New York
– -$239K -2,082 Closed
CIC
653
Carnegie Investment Counsel
Ohio
– -$219K -1,874 Closed
Los Angeles Capital Management
654
Los Angeles Capital Management
California
– -$215K -1,870 Closed
SM
655
Sciencast Management
New Jersey
– -$201K -1,750 Closed
SIG
656
Schooner Investment Group
Pennsylvania
– -$174K -1,500 Closed
FQ
657
First Quadrant
California
– -$126K -1,100 Closed
CCA
658
Checchi Capital Advisers
California
– -$108K -938 Closed
Fuller & Thaler Asset Management
659
Fuller & Thaler Asset Management
California
– -$103K -900 Closed
PAIA
660
Park Avenue Institutional Advisers
New York
– -$96K -832 Closed
GI
661
Gradient Investments
Minnesota
– -$38K -328 Closed
BWP
662
Baldwin Wealth Partners
Massachusetts
– -$32K -283 Closed
SBL
663
Sargent Bickham Lagudis
Colorado
– -$11K -250 Closed
TDC
664
Thompson Davis & Co
Virginia
– -$8K -70 Closed
DAM
665
Delta Asset Management
Tennessee
– -$6K -50 Closed
FHA
666
First Horizon Advisors
Tennessee
– -$3K -29 Closed
23 24 25 26
27

ROK Hedge Fund Activity: Q3 2016 in Review

626 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2016, worth a combined $11.7B — up 3.4% from $11.3B a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new ROK positions and 38 closed out — a net gain of 13 holders — while 216 added to existing stakes and 211 trimmed.

The largest buyer was Credit Suisse, adding an estimated $36M. The largest seller was Fidelity Investments, cutting an estimated $117M.

  • 626 institutional investors held Rockwell Automation (ROK) as of Q3 2016, up from 622 in Q2 2016.
  • Funds reported $11.7B of Rockwell Automation stock for Q3 2016, up 3.4% quarter-over-quarter.
  • 51 funds opened new Rockwell Automation positions in Q3 2016 and 38 closed out, a net change of +13 holders.
  • The largest Rockwell Automation buyer in Q3 2016 was Credit Suisse, an estimated $36M added.
  • The largest Rockwell Automation seller in Q3 2016 was Fidelity Investments, an estimated $117M sold.

Based on aggregated 13F filings for Q3 2016.