First Quadrant’s Rockwell Automation ROK Stock Holding History

First Quadrant’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-128,685	Closed	-$20M	–	928
2017 Q1	$20M	Buy	+128,685	New	+$19.2M	0.39%	88
2016 Q3	–	Sell	-1,100	Closed	-$126K	–	907
2016 Q2	$126K	Hold	1,100	–	–	﹤0.01%	630
2016 Q1	$125K	Hold	1,100	–	–	﹤0.01%	625
2015 Q4	$113K	Hold	1,100	–	–	﹤0.01%	604
2015 Q3	$112K	Hold	1,100	–	–	﹤0.01%	598
2015 Q2	$137K	Hold	1,100	–	–	﹤0.01%	593
2015 Q1	$128K	Hold	1,100	–	–	﹤0.01%	568
2014 Q4	$122K	Sell	1,100 -88,800	-99%	-$9.74M	﹤0.01%	572
2014 Q3	$9.88M	Hold	89,900	–	–	0.22%	134
2014 Q2	$11.3M	Sell	89,900 -37,900	-30%	-$4.67M	0.25%	121
2014 Q1	$15.9M	Hold	127,800	–	–	0.36%	82
2013 Q4	$15.1M	Hold	127,800	–	–	0.35%	92
2013 Q3	$13.7M	Buy	127,800 +600	+0.5%	+$58.6K	0.35%	90
2013 Q2	$10.6M	Buy	+127,200	New	+$11M	0.28%	105

Other funds holding ROK

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

First Quadrant's ROK Position: Q2 2017 in Review

First Quadrant sold out of Rockwell Automation (ROK) in Q2 2017, closing a stake of 128,685 shares — an estimated $20M sold.

First Quadrant first reported a position in ROK in Q2 2013 and held it in 14 quarters. The position peaked at $20M in Q1 2017. 704 funds tracked by Wall St. Rank hold ROK as of Q2 2017.

First Quadrant reported no remaining Rockwell Automation position as of Q2 2017 after selling out during the quarter.
First Quadrant sold 128,685 Rockwell Automation shares in Q2 2017, an estimated $20M.
First Quadrant first reported a position in Rockwell Automation in Q2 2013 and held it in 14 quarters.
First Quadrant's Rockwell Automation position peaked at $20M in Q1 2017.
704 funds tracked by Wall St. Rank held Rockwell Automation as of Q2 2017.

Based on First Quadrant's 13F filing for Q2 2017, filed 19 Jul 2017.