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Rockwell Automation
ROK

816 hedge funds and large institutions have $17.2B invested in Rockwell Automation in 2018 Q3 according to their latest regulatory filings, with 82 funds opening new positions, 265 increasing their positions, 276 reducing their positions, and 60 closing their positions.

New
Increased
Maintained
Reduced
Closed

189% more call options, than puts

Call options by funds: $326M | Put options by funds: $113M

50% more funds holding in top 10

Funds holding in top 10: 8 → 12 (+4)

37% more first-time investments, than exits

New positions opened: 82 | Existing positions closed: 60

11% more capital invested

Capital invested by funds: $15.4B → $17.2B (+$1.73B)

2% more funds holding

Funds holding: 801 → 816 (+15)

0.38% more ownership

Funds ownership: 74.09% → 74.46% (+0.38%)

4% less repeat investments, than reductions

Existing positions increased: 265 | Existing positions reduced: 276

Holders
816
Holders Change
+15
Holders Change %
+1.87%
% of All Funds
18.66%
Holding in Top 10
12
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+50%
% of All Funds
0.27%
New
82
Increased
265
Reduced
276
Closed
60
Calls
$326M
Puts
$113M
Net Calls
+$213M
Net Calls Change
+$146M

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$401M
2
Lazard Asset Management
Lazard Asset Management
New York
+$84.6M
3
ATO
Alecta Tjanstepension Omsesidigt
Sweden
+$62.6M
4
CS
Credit Suisse
Switzerland
+$55.7M
5
Victory Capital Management
Victory Capital Management
Texas
+$34.7M

Top Sellers

Rank Fund Capital Flow
1
Capital World Investors
Capital World Investors
California
-$408M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$96M
3
BlackRock
BlackRock
New York
-$64.8M
4
American Century Companies
American Century Companies
Missouri
-$64.5M
5
PI
Putnam Investments
Massachusetts
-$59.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
FAAS
626
First Allied Advisory Services
California
$238K +$227K +1,268 New
RIM
627
Rampart Investment Management
Connecticut
$236K +$154K +862 +66%
AWM
628
AE Wealth Management
Kansas
$235K +$1.43K +8 +0.6%
PD
629
Planning Directions
Pennsylvania
$234K +$1.07K +6 +0.5%
RE
630
RBC Europe
United Kingdom
$234K – – –
CI
631
CX Institutional
Indiana
$230K – – –
PWW
632
Pettyjohn Wood & White
Virginia
$229K – – –
SAM
633
Steinberg Asset Management
New York
$229K – – –
DCM
634
Dynamic Capital Management
Jersey
$225K +$215K +1,200 New
SA
635
Sicart Associates
New York
$225K +$215K +1,200 New
BCM
636
Brookstone Capital Management
Illinois
$224K +$214K +1,193 New
Cerity Partners
637
Cerity Partners
New York
$220K +$210K +1,175 New
FFA
638
Fragasso Financial Advisors
Pennsylvania
$215K -$895 -5 -0.4%
LW
639
Linscomb Wealth
Texas
$214K +$204K +1,139 New
LS
640
Livforsakringsbolaget Skandia
Sweden
$213K -$143K -800 -41%
NB
641
Nicolet Bankshares
Wisconsin
$213K +$203K +1,135 New
AAM
642
Aureus Asset Management
Massachusetts
$211K +$201K +1,123 New
NEPWA
643
New England Private Wealth Advisors
Massachusetts
$210K +$200K +1,120 New
WS
644
Wedbush Securities
California
$208K -$106K -594 -35%
FCBT
645
First Citizens Bank & Trust
North Carolina
$207K +$197K +1,100 New
NWP
646
Northstar Wealth Partners
Connecticut
$207K +$198K +1,105 New
KP
647
Keel Point
Alabama
$207K +$198K +1,106 New
MCM
648
Maple Capital Management
Vermont
$206K +$196K +1,097 New
EHC
649
Everett Harris & Co
California
$206K +$197K +1,100 New
SCM
650
Shelton Capital Management
Colorado
$203K +$194K +1,085 New
24 25
26
27 28

ROK Hedge Fund Activity: Q3 2018 in Review

816 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2018, worth a combined $17.2B — up 11% from $15.4B a quarter earlier.

Buyers outnumbered sellers: 82 funds opened new ROK positions and 60 closed out — a net gain of 22 holders — while 265 added to existing stakes and 276 trimmed.

The largest buyer was Bank of America, adding an estimated $401M. The largest seller was Capital World Investors, cutting an estimated $408M.

  • 816 institutional investors held Rockwell Automation (ROK) as of Q3 2018, up from 801 in Q2 2018.
  • Funds reported $17.2B of Rockwell Automation stock for Q3 2018, up 11% quarter-over-quarter.
  • 82 funds opened new Rockwell Automation positions in Q3 2018 and 60 closed out, a net change of +22 holders.
  • The largest Rockwell Automation buyer in Q3 2018 was Bank of America, an estimated $401M added.
  • The largest Rockwell Automation seller in Q3 2018 was Capital World Investors, an estimated $408M sold.

Based on aggregated 13F filings for Q3 2018.