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Rockwell Automation

656 hedge funds and large institutions have $12.6B invested in Rockwell Automation in 2016 Q4 according to their latest regulatory filings, with 85 funds opening new positions, 191 increasing their positions, 256 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more call options, than puts

Call options by funds: $122M | Put options by funds: $61.1M

89% more first-time investments, than exits

New positions opened: 85 | Existing positions closed: 45

8% more capital invested

Capital invested by funds: $11.7B → $12.6B (+$958M)

5% more funds holding

Funds holding: 626656 (+30)

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

1.14% less ownership

Funds ownership: 73.65%72.51% (-1.1%)

25% less repeat investments, than reductions

Existing positions increased: 191 | Existing positions reduced: 256

Holders
656
Holders Change
+30
Holders Change %
+4.79%
% of All Funds
16.4%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.17%
New
85
Increased
191
Reduced
256
Closed
45
Calls
$122M
Puts
$61.1M
Net Calls
+$61M
Net Calls Change
+$30.1M
Name Holding Trade Value Shares
Change
Change in
Stake
EF
626
Empirical Finance
Pennsylvania
$9K +$7.79K +61 New
EFSCE
627
Enterprise Financial Services Corp (EFSC)
Missouri
$8K
HR
628
Howe & Rusling
New York
$7K -$2.68K -21 -29%
MCM
629
MV Capital Management
Maryland
$7K
NCM
630
Nelson Capital Management
California
$7K
PG
631
Patten Group
Tennessee
$7K
AAP
632
Arax Advisory Partners
Colorado
$7K +$6.9K +54 New
FPFS
633
First Personal Financial Services
North Carolina
$6K
PFSC
634
Peoples Financial Services Corp
Pennsylvania
$6K
AC
635
Alexandria Capital
Virginia
$6K +$1.28K +10 +29%
GBT
636
Grove Bank & Trust
Florida
$6K +$6.13K +48 New
MUS
637
Mitsubishi UFJ Securities
Japan
$5K -$15.3K -120 -75%
CAL
638
Capital Advisors Ltd
Ohio
$5K
First Manhattan
639
First Manhattan
New York
$5K
MFW
640
Mosaic Family Wealth
Missouri
$5K
MA
641
MCF Advisors
Kentucky
$4K
QCG
642
Quadrant Capital Group
Ohio
$4K
VNA
643
Valley National Advisers
Pennsylvania
$4K
OFW
644
Omnia Family Wealth
Florida
$4K +$3.83K +30 New
ARMC
645
American Research & Management Company
Massachusetts
$3K
GBBWRPM
646
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$3K
PFBT
647
Parkside Financial Bank & Trust
Missouri
$3K
TFO
648
Tarbox Family Office
California
$3K +$1.53K +12 +120%
WOC
649
West Oak Capital
California
$2.42K
AWM
650
AllSquare Wealth Management
New York
$2K

ROK Hedge Fund Activity: Q4 2016 in Review

656 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2016, worth a combined $12.6B — up 8.2% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 85 funds opened new ROK positions and 45 closed out — a net gain of 40 holders — while 191 added to existing stakes and 256 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $89.5M. The largest seller was Lazard Asset Management, cutting an estimated $147M.

  • 656 institutional investors held Rockwell Automation (ROK) as of Q4 2016, up from 626 in Q3 2016.
  • Funds reported $12.6B of Rockwell Automation stock for Q4 2016, up 8.2% quarter-over-quarter.
  • 85 funds opened new Rockwell Automation positions in Q4 2016 and 45 closed out, a net change of +40 holders.
  • The largest Rockwell Automation buyer in Q4 2016 was Wellington Management Group, an estimated $89.5M added.
  • The largest Rockwell Automation seller in Q4 2016 was Lazard Asset Management, an estimated $147M sold.

Based on aggregated 13F filings for Q4 2016.