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Rockwell Automation
ROK

Overview Fund Activity

625 hedge funds and large institutions have $11.7B invested in Rockwell Automation in 2016 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 216 increasing their positions, 211 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
625
Holders Change
+3
Holders Change %
+0.48%
% of All Funds
16.7%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.19%
New
50
Increased
216
Reduced
211
Closed
38
Calls
$60.4M
Puts
$29.5M
Net Calls
+$30.9M
Net Calls Change
-$18.3M

Top Buyers

1
CS
Credit Suisse
Switzerland
$114M
2
Deutsche Bank
Deutsche Bank
Germany
$216M
3
JHIU
Janus Henderson Investors US
Colorado
$35.6M
4
UBS Group
UBS Group
Switzerland
$599M
5
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$25.6M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$11.4M
2
Ameriprise
Ameriprise
Minnesota
$35.4M
3
SAC
Smith Affiliated Capital
New York
$65.1M
4
Swedbank
Swedbank
Sweden
$168M
5
YCMGA
York Capital Management Global Advisors
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GAM
601
Gemmer Asset Management
California
$9K – – –
HR
602
Howe & Rusling
New York
$9K – – –
EFSCE
603
Enterprise Financial Services Corp (EFSC)
Missouri
$7K – – –
PFSC
604
Peoples Financial Services Corp
Pennsylvania
$6K – – –
NCM
605
Nelson Capital Management
California
$6K – – –
MCM
606
MV Capital Management
Maryland
$6K – – –
FPFS
607
First Personal Financial Services
North Carolina
$6K – – –
CCM
608
Cribstone Capital Management
Maine
$6K – – –
PG
609
Patten Group
Tennessee
$5.47K – – –
First Manhattan
610
First Manhattan
New York
$5K -$587K -5,168 -99%
MFW
611
Mosaic Family Wealth
Missouri
$5K – – –
QCG
612
Quadrant Capital Group
Ohio
$4K – – –
VNA
613
Valley National Advisers
Pennsylvania
$4K – – –
CAL
614
Capital Advisors Ltd
Ohio
$4K – – –
AC
615
Alexandria Capital
Virginia
$4K +$1.29K +11 +48%
MA
616
MCF Advisors
Kentucky
$4K +$4K +30 New
ARMC
617
American Research & Management Company
Massachusetts
$3K – – –
PFBT
618
Parkside Financial Bank & Trust
Missouri
$3K – – –
WOC
619
West Oak Capital
California
$2.2K – – –
QAM
620
QCI Asset Management
New York
$2K – – –
GBBWRPM
621
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$2K – – –
PMFA
622
Plante Moran Financial Advisors
Michigan
$2K +$2K +14 New
AWM
623
AllSquare Wealth Management
New York
$1K – – –
HCM
624
Herndon Capital Management
Georgia
$1K – – –
TFO
625
Tarbox Family Office
California
$1K +$600 +6 +150%
23 24
25
26 27