Herndon Capital Management’s Rockwell Automation ROK Stock Holding History

Herndon Capital Management’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-12	Closed	-$1K	–	487
2016 Q3	$1K	Hold	12	–	–	﹤0.01%	527
2016 Q2	$1K	Buy	+12	New	+$1.38K	﹤0.01%	542
2015 Q1	–	Sell	-8,294	Closed	-$922K	–	218
2014 Q4	$922K	Sell	8,294 -43	-0.5%	-$4.72K	0.01%	126
2014 Q3	$916K	Sell	8,337 -33,581	-80%	-$3.95M	0.01%	125
2014 Q2	$5.25M	Buy	41,918 +3,381	+9%	+$416K	0.07%	63
2014 Q1	$4.8M	Buy	38,537 +28,730	+293%	+$3.41M	0.06%	56
2013 Q4	$1.16M	Sell	9,807 -2,972	-23%	-$330K	0.01%	129
2013 Q3	$1.37M	Sell	12,779 -1,127	-8%	-$110K	0.02%	124
2013 Q2	$1.16M	Buy	+13,906	New	+$1.2M	0.02%	125

Other funds holding ROK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

Herndon Capital Management's ROK Position: Q4 2016 in Review

Herndon Capital Management sold out of Rockwell Automation (ROK) in Q4 2016, closing a stake of 12 shares — an estimated $1K sold.

Herndon Capital Management first reported a position in ROK in Q2 2013 and held it in 9 quarters. The position peaked at $5.25M in Q2 2014. 656 funds tracked by Wall St. Rank hold ROK as of Q4 2016.

Herndon Capital Management reported no remaining Rockwell Automation position as of Q4 2016 after selling out during the quarter.
Herndon Capital Management sold 12 Rockwell Automation shares in Q4 2016, an estimated $1K.
Herndon Capital Management first reported a position in Rockwell Automation in Q2 2013 and held it in 9 quarters.
Herndon Capital Management's Rockwell Automation position peaked at $5.25M in Q2 2014.
656 funds tracked by Wall St. Rank held Rockwell Automation as of Q4 2016.

Based on Herndon Capital Management's 13F filing for Q4 2016, filed 2 Feb 2017.