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Rockwell Automation

656 hedge funds and large institutions have $12.6B invested in Rockwell Automation in 2016 Q4 according to their latest regulatory filings, with 85 funds opening new positions, 191 increasing their positions, 256 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more call options, than puts

Call options by funds: $122M | Put options by funds: $61.1M

89% more first-time investments, than exits

New positions opened: 85 | Existing positions closed: 45

8% more capital invested

Capital invested by funds: $11.7B → $12.6B (+$958M)

5% more funds holding

Funds holding: 626656 (+30)

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

1.14% less ownership

Funds ownership: 73.65%72.51% (-1.1%)

25% less repeat investments, than reductions

Existing positions increased: 191 | Existing positions reduced: 256

Holders
656
Holders Change
+30
Holders Change %
+4.79%
% of All Funds
16.4%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.17%
New
85
Increased
191
Reduced
256
Closed
45
Calls
$122M
Puts
$61.1M
Net Calls
+$61M
Net Calls Change
+$30.1M
Name Holding Trade Value Shares
Change
Change in
Stake
PCP
576
Proficio Capital Partners
Massachusetts
$70K -$8.94K -70 -12%
OFS
577
Orrstown Financial Services
Pennsylvania
$67K
AIM
578
Acrospire Investment Management
Illinois
$67K +$63.9K +500 New
GLI
579
Guardian Life Insurance
New York
$66K
FAN
580
Financial Advisors Network
California
$64.6K +$55.1K +431 New
VCM
581
Versant Capital Management
Arizona
$63K -$1.79K -14 -3%
EWM
582
Edge Wealth Management
New York
$60K
PSUF
583
People's United Financial
Connecticut
$60K
BC
584
Blackhill Capital
New Jersey
$56K -$2.81K -22 -5%
EDRH
585
Edmond de Rothschild Holding
Switzerland
$54K
CFA
586
CT Financial Advisors
Pennsylvania
$53.8K
CHP
587
Cable Hill Partners
Oregon
$50K
IUHSA
588
Itau Unibanco Holding S.A.
Brazil
$50K +$47.3K +370 New
CPA
589
Clear Perspective Advisors
Illinois
$50K +$47.9K +375 New
MRCM
590
M&R Capital Management
New Jersey
$46K +$255 +2 +0.6%
LYV
591
Live Your Vision
Pennsylvania
$44K
LWA
592
Lowe Wealth Advisors
Maryland
$38K
BFEC
593
Benjamin F. Edwards & Company
Missouri
$37K -$5.88K -46 -14%
TWA
594
TCI Wealth Advisors
Arizona
$35K
KPCM
595
Kings Point Capital Management
New York
$34K
RWA
596
Ropes Wealth Advisors
Massachusetts
$34K +$16.6K +130 +108%
AssetMark Inc
597
AssetMark Inc
California
$30K -$1.79K -14 -6%
EWM
598
Evercore Wealth Management
New York
$28K -$11.5K -90 -30%
AWM
599
Avior Wealth Management
Nebraska
$27K
OC
600
Oakworth Capital
Alabama
$26K

ROK Hedge Fund Activity: Q4 2016 in Review

656 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2016, worth a combined $12.6B — up 8.2% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 85 funds opened new ROK positions and 45 closed out — a net gain of 40 holders — while 191 added to existing stakes and 256 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $89.5M. The largest seller was Lazard Asset Management, cutting an estimated $147M.

  • 656 institutional investors held Rockwell Automation (ROK) as of Q4 2016, up from 626 in Q3 2016.
  • Funds reported $12.6B of Rockwell Automation stock for Q4 2016, up 8.2% quarter-over-quarter.
  • 85 funds opened new Rockwell Automation positions in Q4 2016 and 45 closed out, a net change of +40 holders.
  • The largest Rockwell Automation buyer in Q4 2016 was Wellington Management Group, an estimated $89.5M added.
  • The largest Rockwell Automation seller in Q4 2016 was Lazard Asset Management, an estimated $147M sold.

Based on aggregated 13F filings for Q4 2016.