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Rockwell Automation

601 hedge funds and large institutions have $10.4B invested in Rockwell Automation in 2015 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 217 increasing their positions, 209 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 51

4% more repeat investments, than reductions

Existing positions increased: 217 | Existing positions reduced: 209

1% more funds holding

Funds holding: 598601 (+3)

0.17% more ownership

Funds ownership: 76.32%76.49% (+0.17%)

19% less capital invested

Capital invested by funds: $12.7B → $10.4B (-$2.37B)

40% less call options, than puts

Call options by funds: $68.7M | Put options by funds: $114M

50% less funds holding in top 10

Funds holding in top 10: 84 (-4)

Holders
601
Holders Change
+3
Holders Change %
+0.5%
% of All Funds
16.78%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.11%
New
56
Increased
217
Reduced
209
Closed
51
Calls
$68.7M
Puts
$114M
Net Calls
-$45.6M
Net Calls Change
+$8.23M
Name Holding Trade Value Shares
Change
Change in
Stake
TFA
576
Transamerica Financial Advisors
Florida
$8K
AA
577
ALPS Advisors
Colorado
$5.16K +$7.36K +65 +1%
DAM
578
Delta Asset Management
Tennessee
$5K
MAS
579
Madden Advisory Services
Florida
$5K
PFSC
580
Peoples Financial Services Corp
Pennsylvania
$5K
SEC
581
Seven Eight Capital
New York
$5K
SIM
582
Sonora Investment Management
Arizona
$5K +$5.21K +46 New
PG
583
Patten Group
Tennessee
$4.77K +$5.32K +47 New
EWM
584
Evercore Wealth Management
New York
$4K -$82.1K -725 -95%
AWM
585
AllSquare Wealth Management
New York
$4K
RA
586
Rational Advisors
New York
$4K
PFBT
587
Parkside Financial Bank & Trust
Missouri
$4K +$4.19K +37 New
FCCM
588
First City Capital Management
Georgia
$3.25K
CHP
589
Cable Hill Partners
Oregon
$3K -$3.06K -27 -54%
ARMC
590
American Research & Management Company
Massachusetts
$3K
AWS
591
Aris Wealth Services
Pennsylvania
$3K
CAL
592
Capital Advisors Ltd
Ohio
$3K
RFA
593
Reilly Financial Advisors
California
$3K
VNA
594
Valley National Advisers
Pennsylvania
$3K
GXMC
595
Global X Management Company
New York
$2K +$566 +5 +42%
BCFS
596
Butensky & Cohen Financial Security
Florida
$2K +$2.72K +24 New
WOC
597
West Oak Capital
California
$1.83K
IWMPD
598
Integrated Wealth Management (Palm Desert)
California
$1K
MSFP
599
Mark Sheptoff Financial Planning
Connecticut
$1K
QAM
600
QCI Asset Management
New York
$1K

ROK Hedge Fund Activity: Q3 2015 in Review

601 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2015, worth a combined $10.4B — down 19% from $12.7B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new ROK positions and 51 closed out — a net gain of 5 holders — while 217 added to existing stakes and 209 trimmed.

The largest buyer was Fiduciary Management Inc, opening a new position worth an estimated $176M. The largest seller was Capital World Investors, cutting an estimated $215M.

  • 601 institutional investors held Rockwell Automation (ROK) as of Q3 2015, up from 598 in Q2 2015.
  • Funds reported $10.4B of Rockwell Automation stock for Q3 2015, down 19% quarter-over-quarter.
  • 56 funds opened new Rockwell Automation positions in Q3 2015 and 51 closed out, a net change of +5 holders.
  • The largest Rockwell Automation buyer in Q3 2015 was Fiduciary Management Inc, an estimated $176M added.
  • The largest Rockwell Automation seller in Q3 2015 was Capital World Investors, an estimated $215M sold.

Based on aggregated 13F filings for Q3 2015.