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Rockwell Automation
ROK

691 hedge funds and large institutions have $15B invested in Rockwell Automation in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 243 increasing their positions, 236 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 51

86% more funds holding in top 10

Funds holding in top 10: 7 → 13 (+6)

19% more capital invested

Capital invested by funds: $12.6B → $15B (+$2.35B)

5% more funds holding

Funds holding: 656 → 691 (+35)

1.91% more ownership

Funds ownership: 72.51% → 74.42% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 243 | Existing positions reduced: 236

51% less call options, than puts

Call options by funds: $48.3M | Put options by funds: $99.5M

Holders
691
Holders Change
+35
Holders Change %
+5.34%
% of All Funds
17.2%
Holding in Top 10
13
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+85.71%
% of All Funds
0.32%
New
96
Increased
243
Reduced
236
Closed
51
Calls
$48.3M
Puts
$99.5M
Net Calls
-$51.1M
Net Calls Change
-$112M

Top Buyers

1
BlackRock
BlackRock
New York
+$1.31B
2
JP Morgan Chase
JP Morgan Chase
New York
+$189M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$85.1M
4
Franklin Resources
Franklin Resources
California
+$81.7M
5
FAM
Fred Alger Management
New York
+$81.2M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$189M
2
Capital World Investors
Capital World Investors
California
-$179M
3
FMI
Fiduciary Management Inc
Wisconsin
-$162M
4
Harris Associates
Harris Associates
Illinois
-$129M
5
American Century Companies
American Century Companies
Missouri
-$78.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
LBG
551
Lloyds Banking Group
United Kingdom
$253K -$20.6K -138 -8%
PWW
552
Pettyjohn Wood & White
Virginia
$251K – – –
SI
553
Stephens Inc
Arkansas
$250K -$6.72K -45 -3%
FAAS
554
First Allied Advisory Services
California
$250K -$5.38K -36 -2%
PCMC
555
Paragon Capital Management (Colorado)
Colorado
$250K +$240K +1,608 New
HCM
556
Hengehold Capital Management
Ohio
$249K -$59.8K -400 -20%
CSA
557
Cottage Street Advisors
Massachusetts
$249K – – –
TIA
558
Tiemann Investment Advisors
California
$245K +$7.47K +50 +3%
JIC
559
Johnson Investment Counsel
Ohio
$245K +$236K +1,579 New
SOADOR
560
State of Alaska Department of Revenue
Alaska
$243K +$233K +1,561 New
Los Angeles Capital Management
561
Los Angeles Capital Management
California
$242K – – –
WB
562
Webster Bank
Connecticut
$241K – – –
ICOA
563
Investment Centers of America
North Dakota
$240K +$231K +1,543 New
DP
564
Dearborn Partners
Illinois
$236K – – –
FMT
565
First Mercantile Trust
Tennessee
$231K -$897 -6 -0.4%
GLA
566
Great Lakes Advisors
Illinois
$226K -$80.7K -540 -27%
ATIA
567
American Trust Investment Advisors
New Hampshire
$226K +$217K +1,450 New
BCM
568
BTC Capital Management
Iowa
$226K +$217K +1,452 New
HCM
569
Hutchinson Capital Management
California
$225K +$217K +1,450 New
UF
570
Univest Financial
Pennsylvania
$224K +$215K +1,438 New
PCM
571
Parsons Capital Management
Rhode Island
$218K +$209K +1,400 New
ONB
572
Old National Bancorp
Indiana
$216K +$207K +1,385 New
KIA
573
KCM Investment Advisors
California
$216K +$207K +1,388 New
SCI
574
S&CO Inc
Massachusetts
$216K +$208K +1,390 New
HAIM
575
Hunter Associates Investment Management
Pennsylvania
$215K +$206K +1,380 New
21 22
23
24 25

ROK Hedge Fund Activity: Q1 2017 in Review

691 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q1 2017, worth a combined $15B — up 19% from $12.6B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new ROK positions and 51 closed out — a net gain of 45 holders — while 243 added to existing stakes and 236 trimmed.

The largest buyer was BlackRock, adding an estimated $1.31B. The largest seller was Lazard Asset Management, cutting an estimated $189M.

  • 691 institutional investors held Rockwell Automation (ROK) as of Q1 2017, up from 656 in Q4 2016.
  • Funds reported $15B of Rockwell Automation stock for Q1 2017, up 19% quarter-over-quarter.
  • 96 funds opened new Rockwell Automation positions in Q1 2017 and 51 closed out, a net change of +45 holders.
  • The largest Rockwell Automation buyer in Q1 2017 was BlackRock, an estimated $1.31B added.
  • The largest Rockwell Automation seller in Q1 2017 was Lazard Asset Management, an estimated $189M sold.

Based on aggregated 13F filings for Q1 2017.