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Rockwell Automation

656 hedge funds and large institutions have $12.6B invested in Rockwell Automation in 2016 Q4 according to their latest regulatory filings, with 85 funds opening new positions, 191 increasing their positions, 256 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more call options, than puts

Call options by funds: $122M | Put options by funds: $61.1M

89% more first-time investments, than exits

New positions opened: 85 | Existing positions closed: 45

8% more capital invested

Capital invested by funds: $11.7B → $12.6B (+$958M)

5% more funds holding

Funds holding: 626656 (+30)

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

1.14% less ownership

Funds ownership: 73.65%72.51% (-1.1%)

25% less repeat investments, than reductions

Existing positions increased: 191 | Existing positions reduced: 256

Holders
656
Holders Change
+30
Holders Change %
+4.79%
% of All Funds
16.4%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.17%
New
85
Increased
191
Reduced
256
Closed
45
Calls
$122M
Puts
$61.1M
Net Calls
+$61M
Net Calls Change
+$30.1M
Name Holding Trade Value Shares
Change
Change in
Stake
BC
551
Bartlett & Co
Ohio
$148K
ARMT
552
Amica Retiree Medical Trust
Rhode Island
$136K
ECM
553
Estabrook Capital Management
New York
$134K
IIC
554
Integrated Investment Consultants
Michigan
$114K +$89.4K +700 +467%
HDIM
555
Hanson & Doremus Investment Management
Vermont
$111K
JCM
556
Jacobi Capital Management
Pennsylvania
$109K
MA
557
MUFG Americas
New York
$108K -$38.3K -300 -27%
TCOV
558
Trust Company of Vermont
Vermont
$108K
FCB
559
First Command Bank
Texas
$106K +$101K +787 New
FCFS
560
First Command Financial Services
Texas
$106K +$101K +787 New
CFA
561
Carroll Financial Associates
North Carolina
$102K +$4.98K +39 +5%
AIS
562
Accurate Investment Solutions
Pennsylvania
$96K
ST
563
Smithfield Trust
Pennsylvania
$94K
FMLI
564
Fukoku Mutual Life Insurance
Japan
$94K +$25.5K +200 +40%
ACM
565
Americafirst Capital Management
California
$93.5K -$10.9K -85 -11%
M
566
MOTCO
Texas
$88K
PHK
567
Point72 Hong Kong
Hong Kong
$87K -$96.3K -754 -54%
PA
568
Parallel Advisors
California
$85K +$80.7K +632 New
PCM
569
Prelude Capital Management
New York
$83K +$57.7K +452 +277%
DBT
570
Dubuque Bank & Trust
Iowa
$81K -$63.9K -500 -45%
HI
571
Hudock Inc
Pennsylvania
$80K
SQA
572
Simon Quick Advisors
New Jersey
$79K +$75.2K +589 New
WAM
573
Wealthspire Advisors (Maryland)
Maryland
$77K -$2.56K -20 -3%
MCM
574
Manchester Capital Management
Vermont
$74K
GWM
575
Geneos Wealth Management
Colorado
$72K -$5.88K -46 -8%

ROK Hedge Fund Activity: Q4 2016 in Review

656 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2016, worth a combined $12.6B — up 8.2% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 85 funds opened new ROK positions and 45 closed out — a net gain of 40 holders — while 191 added to existing stakes and 256 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $89.5M. The largest seller was Lazard Asset Management, cutting an estimated $147M.

  • 656 institutional investors held Rockwell Automation (ROK) as of Q4 2016, up from 626 in Q3 2016.
  • Funds reported $12.6B of Rockwell Automation stock for Q4 2016, up 8.2% quarter-over-quarter.
  • 85 funds opened new Rockwell Automation positions in Q4 2016 and 45 closed out, a net change of +40 holders.
  • The largest Rockwell Automation buyer in Q4 2016 was Wellington Management Group, an estimated $89.5M added.
  • The largest Rockwell Automation seller in Q4 2016 was Lazard Asset Management, an estimated $147M sold.

Based on aggregated 13F filings for Q4 2016.