Rockwell Automation
525 hedge funds and large institutions have $11B invested in Rockwell Automation in 2013 Q3 according to their latest regulatory filings, with 75 funds opening new positions, 172 increasing their positions, 194 reducing their positions, and 44 closing their positions.
196% more call options, than puts
Call options by funds: $71M | Put options by funds: $24M
100% more funds holding in top 10
Funds holding in top 10: 3 → 6 (+3)
70% more first-time investments, than exits
New positions opened: 75 | Existing positions closed: 44
30% more capital invested
Capital invested by funds: $8.45B → $11B (+$2.56B)
5% more funds holding
Funds holding: 499 → 525 (+26)
1.49% more ownership
Funds ownership: 72.55% → 74.03% (+1.5%)
11% less repeat investments, than reductions
Existing positions increased: 172 | Existing positions reduced: 194
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Fidelity Investments
Boston,
Massachusetts
|
+$140M |
| 2 |
Franklin Resources
San Mateo,
California
|
+$67M |
| 3 |
Capital World Investors
Los Angeles,
California
|
+$61.1M |
| 4 |
TCM
TimesSquare Capital Management
New York
|
+$42.7M |
| 5 |
Lord, Abbett & Co
Jersey City,
New Jersey
|
+$35M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
-$87.6M |
| 2 |
PHS
PFM Health Sciences
San Francisco,
California
|
-$83M |
| 3 |
LCS
Levin Capital Strategies
New York
|
-$48.8M |
| 4 |
Allianz Asset Management
Munich,
Germany
|
-$47.6M |
| 5 |
KeyBank National Association
Cleveland,
Ohio
|
-$43.3M |
ROK Hedge Fund Activity: Q3 2013 in Review
525 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2013, worth a combined $11B — up 30% from $8.45B a quarter earlier.
Buyers outnumbered sellers: 75 funds opened new ROK positions and 44 closed out — a net gain of 31 holders — while 172 added to existing stakes and 194 trimmed.
The largest buyer was Fidelity Investments, adding an estimated $140M. The largest seller was Goldman Sachs, cutting an estimated $87.6M.
- 525 institutional investors held Rockwell Automation (ROK) as of Q3 2013, up from 499 in Q2 2013.
- Funds reported $11B of Rockwell Automation stock for Q3 2013, up 30% quarter-over-quarter.
- 75 funds opened new Rockwell Automation positions in Q3 2013 and 44 closed out, a net change of +31 holders.
- The largest Rockwell Automation buyer in Q3 2013 was Fidelity Investments, an estimated $140M added.
- The largest Rockwell Automation seller in Q3 2013 was Goldman Sachs, an estimated $87.6M sold.
Based on aggregated 13F filings for Q3 2013.