Clinton Group’s Rockwell Automation ROK Stock Holding History

Clinton Group’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-22,164	Closed	-$3.68M	–	355
2018 Q2	$3.68M	Buy	22,164 +17,976	+429%	+$3.12M	0.58%	49
2018 Q1	$730K	Buy	+4,188	New	+$795K	0.08%	247
2017 Q4	–	Sell	-30,994	Closed	-$5.52M	–	487
2017 Q3	$5.52M	Buy	+30,994	New	+$5.16M	0.61%	52
2016 Q3	–	Sell	-8,293	Closed	-$952K	–	1048
2016 Q2	$952K	Buy	+8,293	New	+$950K	0.04%	503
2015 Q4	–	Sell	-16,995	Closed	-$1.72M	–	843
2015 Q3	$1.72M	Buy	+16,995	New	+$1.92M	0.16%	179
2014 Q4	–	Sell	-3,049	Closed	-$335K	–	555
2014 Q3	$335K	Buy	+3,049	New	+$358K	0.14%	250
2013 Q3	–	Sell	-4,735	Closed	-$394K	–	404
2013 Q2	$394K	Buy	+4,735	New	+$409K	0.13%	166

Other funds holding ROK

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Clinton Group's ROK Position: Q3 2018 in Review

Clinton Group sold out of Rockwell Automation (ROK) in Q3 2018, closing a stake of 22,164 shares — an estimated $3.68M sold.

Clinton Group first reported a position in ROK in Q2 2013 and held it in 7 quarters. The position peaked at $5.52M in Q3 2017. 816 funds tracked by Wall St. Rank hold ROK as of Q3 2018.

Clinton Group reported no remaining Rockwell Automation position as of Q3 2018 after selling out during the quarter.
Clinton Group sold 22,164 Rockwell Automation shares in Q3 2018, an estimated $3.68M.
Clinton Group first reported a position in Rockwell Automation in Q2 2013 and held it in 7 quarters.
Clinton Group's Rockwell Automation position peaked at $5.52M in Q3 2017.
816 funds tracked by Wall St. Rank held Rockwell Automation as of Q3 2018.

Based on Clinton Group's 13F filing for Q3 2018, filed 10 Oct 2018.