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Rockwell Automation

601 hedge funds and large institutions have $10.4B invested in Rockwell Automation in 2015 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 217 increasing their positions, 209 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 51

4% more repeat investments, than reductions

Existing positions increased: 217 | Existing positions reduced: 209

1% more funds holding

Funds holding: 598601 (+3)

0.17% more ownership

Funds ownership: 76.32%76.49% (+0.17%)

19% less capital invested

Capital invested by funds: $12.7B → $10.4B (-$2.37B)

40% less call options, than puts

Call options by funds: $68.7M | Put options by funds: $114M

50% less funds holding in top 10

Funds holding in top 10: 84 (-4)

Holders
601
Holders Change
+3
Holders Change %
+0.5%
% of All Funds
16.78%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.11%
New
56
Increased
217
Reduced
209
Closed
51
Calls
$68.7M
Puts
$114M
Net Calls
-$45.6M
Net Calls Change
+$8.23M
Name Holding Trade Value Shares
Change
Change in
Stake
KT
526
Kanaly Trust
Texas
$61K
HI
527
Hudock Inc
Pennsylvania
$60K
DSI
528
Daiwa SB Investments
Japan
$59K
EWM
529
Edge Wealth Management
New York
$58K
CFA
530
Carroll Financial Associates
North Carolina
$57K
MCM
531
Manchester Capital Management
Vermont
$56K
SAC
532
Smith Affiliated Capital
New York
$54K
OFS
533
Orrstown Financial Services
Pennsylvania
$51K
BC
534
Blackhill Capital
New Jersey
$45K
PSI
535
Pinnacle Summer Investments
Virginia
$45K +$14.3K +126 +40%
LWA
536
Lowe Wealth Advisors
Maryland
$44K
CFA
537
CT Financial Advisors
Pennsylvania
$40.6K
BFEC
538
Benjamin F. Edwards & Company
Missouri
$39K -$793 -7 -2%
LYV
539
Live Your Vision
Pennsylvania
$38K +$42.5K +375 New
TCOV
540
Trust Company of Vermont
Vermont
$37K -$164K -1,449 -80%
M
541
MOTCO
Texas
$34K +$25.3K +223 +199%
CAW
542
Cornerstone Advisors (Washington)
Washington
$33K +$15.7K +139 +75%
WA
543
Winfield Associates
Ohio
$30K -$682K -6,025 -95%
BCM
544
Brookstone Capital Management
Illinois
$30K -$680 -6 -2%
NCM
545
Nelson Capital Management
California
$28K
CK
546
Carnick & Kubik
Colorado
$27.9K +$31.1K +275 New
TWA
547
TCI Wealth Advisors
Arizona
$26K
TRCT
548
Tower Research Capital (TRC)
New York
$26K +$27.4K +242 +1,613%
KPCM
549
Kings Point Capital Management
New York
$25K
N
550
Nuveen
North Carolina
$24.4K -$6.43M -56,738 -19%

ROK Hedge Fund Activity: Q3 2015 in Review

601 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2015, worth a combined $10.4B — down 19% from $12.7B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new ROK positions and 51 closed out — a net gain of 5 holders — while 217 added to existing stakes and 209 trimmed.

The largest buyer was Fiduciary Management Inc, opening a new position worth an estimated $176M. The largest seller was Capital World Investors, cutting an estimated $215M.

  • 601 institutional investors held Rockwell Automation (ROK) as of Q3 2015, up from 598 in Q2 2015.
  • Funds reported $10.4B of Rockwell Automation stock for Q3 2015, down 19% quarter-over-quarter.
  • 56 funds opened new Rockwell Automation positions in Q3 2015 and 51 closed out, a net change of +5 holders.
  • The largest Rockwell Automation buyer in Q3 2015 was Fiduciary Management Inc, an estimated $176M added.
  • The largest Rockwell Automation seller in Q3 2015 was Capital World Investors, an estimated $215M sold.

Based on aggregated 13F filings for Q3 2015.