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Rockwell Automation
ROK

Overview Fund Activity

525 hedge funds and large institutions have $11B invested in Rockwell Automation in 2013 Q3 according to their latest regulatory filings, with 75 funds opening new positions, 172 increasing their positions, 194 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
525
Holders Change
+26
Holders Change %
+5.21%
% of All Funds
17.03%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.19%
New
75
Increased
172
Reduced
194
Closed
44
Calls
$71M
Puts
$24M
Net Calls
+$47M
Net Calls Change
+$40.2M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$454M
2
Franklin Resources
Franklin Resources
California
$219M
3
Capital World Investors
Capital World Investors
California
$617M
4
TCM
TimesSquare Capital Management
New York
$46.8M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$47.4M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
$62.6M
2
PHS
PFM Health Sciences
California
$0
3
LCS
Levin Capital Strategies
New York
$13.5M
4
Allianz Asset Management
Allianz Asset Management
Germany
$9.63M
5
KeyBank National Association
KeyBank National Association
Ohio
$3.72M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAW
526
Cornerstone Advisors (Washington)
Washington
$1K +$1K +10 New
PHS
527
PFM Health Sciences
California
– -$83M -998,716 Closed
CCM
528
Cornerstone Capital Management
Minnesota
– -$28.3M -340,929 Closed
HSA
529
Hussman Strategic Advisors
Maryland
– -$12.5M -150,000 Closed
Capital Fund Management (CFM)
530
Capital Fund Management (CFM)
France
– -$11.2M -134,403 Closed
SCM
531
Sandler Capital Management
New York
– -$9.38M -112,852 Closed
PIM
532
Partner Investment Management
California
– -$8.62M -103,647 Closed
SCM
533
Stevens Capital Management
Pennsylvania
– -$6.57M -79,014 Closed
BGIM
534
Brandywine Global Investment Management
Pennsylvania
– -$4.92M -59,150 Closed
ARTA
535
A.R.T. Advisors
New York
– -$4.64M -55,818 Closed
WI
536
WBI Investments
New Jersey
– -$4.6M -55,331 Closed
AL
537
Airain Ltd
Guernsey
– -$3.15M -37,879 Closed
PTC
538
Philadelphia Trust Company
Pennsylvania
– -$2.15M -25,879 Closed
NMERB
539
New Mexico Educational Retirement Board
New Mexico
– -$1.85M -22,226 Closed
LTI
540
Laffer Tengler Investments
Tennessee
– -$1.55M -18,600 Closed
1832 Asset Management
541
1832 Asset Management
Ontario, Canada
– -$1.4M -16,777 Closed
MSU
542
Maple Securities USA
New Jersey
– -$1.37M -16,424 Closed
SFP
543
Santa Fe Partners
New Mexico
– -$983K -11,817 Closed
GCP
544
GSA Capital Partners
United Kingdom
– -$962K -11,574 Closed
HighTower Advisors
545
HighTower Advisors
Illinois
– -$957K -11,516 Closed
HCM
546
Highbridge Capital Management
New York
– -$827K -9,954 Closed
DC
547
Deere & Company
Illinois
– -$785K -9,446 Closed
LM
548
Luminus Management
Texas
– -$499K -6,000 Closed
BIC
549
Beach Investment Counsel
Pennsylvania
– -$492K -5,920 Closed
DCM
550
Dynamic Capital Management
Jersey
– -$432K -5,200 Closed
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