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Rockwell Automation

656 hedge funds and large institutions have $12.6B invested in Rockwell Automation in 2016 Q4 according to their latest regulatory filings, with 85 funds opening new positions, 191 increasing their positions, 256 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more call options, than puts

Call options by funds: $122M | Put options by funds: $61.1M

89% more first-time investments, than exits

New positions opened: 85 | Existing positions closed: 45

8% more capital invested

Capital invested by funds: $11.7B → $12.6B (+$958M)

5% more funds holding

Funds holding: 626656 (+30)

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

1.14% less ownership

Funds ownership: 73.65%72.51% (-1.1%)

25% less repeat investments, than reductions

Existing positions increased: 191 | Existing positions reduced: 256

Holders
656
Holders Change
+30
Holders Change %
+4.79%
% of All Funds
16.4%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.17%
New
85
Increased
191
Reduced
256
Closed
45
Calls
$122M
Puts
$61.1M
Net Calls
+$61M
Net Calls Change
+$30.1M
Name Holding Trade Value Shares
Change
Change in
Stake
BUB
501
BBVA USA Bancshares
Texas
$257K -$3.83K -30 -2%
CBU
502
CIBC Bank USA
Illinois
$256K -$19.2K -150 -7%
LOAME
503
Lombard Odier Asset Management (Europe)
United Kingdom
$255K
SFA
504
Stewardship Financial Advisors
Georgia
$253K -$63.5K -497 -21%
BWM
505
Baystate Wealth Management
Massachusetts
$252K
FAM
506
Formidable Asset Management
Ohio
$247K -$4.73K -37 -2%
PNC
507
Park National Corp
Ohio
$247K -$2.81K -22 -1%
SWP
508
Stratos Wealth Partners
Ohio
$246K -$2.56K -20 -1%
SCA
509
Stonebridge Capital Advisors
Minnesota
$244K
WA
510
WBH Advisory
Maryland
$240K -$19.2K -150 -8%
CIC
511
Carnegie Investment Counsel
Ohio
$240K +$222K +1,740 New
BWM
512
Braver Wealth Management
Massachusetts
$240K +$228K +1,783 New
SWA
513
SFMG Wealth Advisors
Texas
$239K +$1.02K +8 +0.5%
WC
514
Wexford Capital
Florida
$239K +$227K +1,775 New
LBG
515
Lloyds Banking Group
United Kingdom
$237K -$12K -94 -5%
MYAM
516
Meiji Yasuda Asset Management
Japan
$230K
KP
517
Keel Point
Alabama
$230K +$219K +1,713 New
RC
518
RegentAtlantic Capital
New Jersey
$228K -$14.3K -112 -6%
FFBTD
519
First Financial Bank - Trust Division
Ohio
$227K
PCM
520
Penserra Capital Management
California
$227K +$59.9K +469 +38%
WAM
521
Weatherly Asset Management
California
$226K +$214K +1,678 New
UB
522
UMB Bank
Missouri
$225K
ST
523
Spot Trading
Illinois
$225K +$137K +1,076 +179%
CIA
524
Capital Investment Advisors
Georgia
$223K
WF
525
WealthTrust Fairport
Ohio
$223K +$1.15K +9 +0.5%

ROK Hedge Fund Activity: Q4 2016 in Review

656 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2016, worth a combined $12.6B — up 8.2% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 85 funds opened new ROK positions and 45 closed out — a net gain of 40 holders — while 191 added to existing stakes and 256 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $89.5M. The largest seller was Lazard Asset Management, cutting an estimated $147M.

  • 656 institutional investors held Rockwell Automation (ROK) as of Q4 2016, up from 626 in Q3 2016.
  • Funds reported $12.6B of Rockwell Automation stock for Q4 2016, up 8.2% quarter-over-quarter.
  • 85 funds opened new Rockwell Automation positions in Q4 2016 and 45 closed out, a net change of +40 holders.
  • The largest Rockwell Automation buyer in Q4 2016 was Wellington Management Group, an estimated $89.5M added.
  • The largest Rockwell Automation seller in Q4 2016 was Lazard Asset Management, an estimated $147M sold.

Based on aggregated 13F filings for Q4 2016.