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Rockwell Automation

622 hedge funds and large institutions have $11.3B invested in Rockwell Automation in 2016 Q1 according to their latest regulatory filings, with 73 funds opening new positions, 215 increasing their positions, 218 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more funds holding in top 10

Funds holding in top 10: 25 (+3)

59% more first-time investments, than exits

New positions opened: 73 | Existing positions closed: 46

10% more capital invested

Capital invested by funds: $10.4B → $11.3B (+$987M)

4% more funds holding

Funds holding: 600622 (+22)

3.02% more ownership

Funds ownership: 76.33%79.35% (+3%)

1% less repeat investments, than reductions

Existing positions increased: 215 | Existing positions reduced: 218

14% less call options, than puts

Call options by funds: $122M | Put options by funds: $142M

Holders
622
Holders Change
+22
Holders Change %
+3.67%
% of All Funds
16.57%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.13%
New
73
Increased
215
Reduced
218
Closed
46
Calls
$122M
Puts
$142M
Net Calls
-$20.3M
Net Calls Change
-$18.8M
Name Holding Trade Value Shares
Change
Change in
Stake
WA
501
WBH Advisory
Maryland
$209K +$187K +1,845 New
SCA
502
Stonebridge Capital Advisors
Minnesota
$207K +$185K +1,819 New
RC
503
RegentAtlantic Capital
New Jersey
$204K +$182K +1,793 New
ATC
504
Argent Trust Co
Tennessee
$204K +$182K +1,797 New
Twin Tree Management
505
Twin Tree Management
Texas
$203K -$46.3K -456 -20%
SFA
506
Sequoia Financial Advisors
Ohio
$202K +$180K +1,777 New
SWA
507
SFMG Wealth Advisors
Texas
$200K +$178K +1,755 New
WT
508
Whittier Trust
California
$188K -$12.2K -120 -7%
AFIA
509
America First Investment Advisors
Nebraska
$188K
LJHT
510
Laurie J. Hall Trustee
$175K +$72.5K +715 +88%
SIG
511
Schooner Investment Group
Pennsylvania
$170K
LOAMS
512
Lombard Odier Asset Management (Switzerland)
Switzerland
$159K -$759K -7,477 -84%
Toronto Dominion Bank
513
Toronto Dominion Bank
Ontario, Canada
$153K -$307K -3,023 -69%
SC
514
SRB Corp
Massachusetts
$153K -$7.51K -74 -5%
CFG
515
Citizens Financial Group
Rhode Island
$153K +$23.5K +232 +21%
AF
516
Allworth Financial
California
$151K
DBT
517
Dubuque Bank & Trust
Iowa
$146K
VIA
518
Vantage Investment Advisors
Pennsylvania
$135K
Geode Capital Management
519
Geode Capital Management
Massachusetts
$129K +$5.65M +55,683 +5%
VanEck Associates
520
VanEck Associates
New York
$128K +$17K +168 +18%
ECM
521
Estabrook Capital Management
New York
$125K
CGT
522
Capital Guardian Trust
California
$125K -$25.9K -255 -19%
BC
523
Bartlett & Co
Ohio
$125K
FQ
524
First Quadrant
California
$125K
ARMT
525
Amica Retiree Medical Trust
Rhode Island
$115K

ROK Hedge Fund Activity: Q1 2016 in Review

622 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q1 2016, worth a combined $11.3B — up 9.5% from $10.4B a quarter earlier.

Buyers outnumbered sellers: 73 funds opened new ROK positions and 46 closed out — a net gain of 27 holders — while 215 added to existing stakes and 218 trimmed.

The largest buyer was Royal London Asset Management, adding an estimated $379M. The largest seller was Massachusetts Financial Services, exiting entirely with an estimated $114M sold.

  • 622 institutional investors held Rockwell Automation (ROK) as of Q1 2016, up from 600 in Q4 2015.
  • Funds reported $11.3B of Rockwell Automation stock for Q1 2016, up 9.5% quarter-over-quarter.
  • 73 funds opened new Rockwell Automation positions in Q1 2016 and 46 closed out, a net change of +27 holders.
  • The largest Rockwell Automation buyer in Q1 2016 was Royal London Asset Management, an estimated $379M added.
  • The largest Rockwell Automation seller in Q1 2016 was Massachusetts Financial Services, an estimated $114M sold.

Based on aggregated 13F filings for Q1 2016.