We are live on ! Find out more
ROK icon

Rockwell Automation
ROK

656 hedge funds and large institutions have $12.6B invested in Rockwell Automation in 2016 Q4 according to their latest regulatory filings, with 85 funds opening new positions, 191 increasing their positions, 256 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more call options, than puts

Call options by funds: $122M | Put options by funds: $61.1M

89% more first-time investments, than exits

New positions opened: 85 | Existing positions closed: 45

8% more capital invested

Capital invested by funds: $11.7B → $12.6B (+$958M)

5% more funds holding

Funds holding: 626 → 656 (+30)

0% more funds holding in top 10

Funds holding in top 10: 7 → 7 (0)

1.14% less ownership

Funds ownership: 73.65% → 72.51% (-1.1%)

25% less repeat investments, than reductions

Existing positions increased: 191 | Existing positions reduced: 256

Holders
656
Holders Change
+30
Holders Change %
+4.79%
% of All Funds
16.4%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.17%
New
85
Increased
191
Reduced
256
Closed
45
Calls
$122M
Puts
$61.1M
Net Calls
+$61M
Net Calls Change
+$30.1M

Top Buyers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
+$89.5M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$78.6M
3
Millennium Management
Millennium Management
New York
+$56.4M
4
Bank of New York Mellon
Bank of New York Mellon
New York
+$48.9M
5
Alyeska Investment Group
Alyeska Investment Group
Illinois
+$46.7M

Top Sellers

Rank Fund Capital Flow
1
Lazard Asset Management
Lazard Asset Management
New York
-$147M
2
Harris Associates
Harris Associates
Illinois
-$144M
3
GIM
Generation Investment Management
United Kingdom
-$121M
4
EVM
Eaton Vance Management
Massachusetts
-$114M
5
CLM
ClearBridge LLC (Maryland)
Maryland
-$90.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
HCM
476
Howland Capital Management
Massachusetts
$309K – – –
CGT
477
Capital Guardian Trust
California
$309K +$153K +1,200 +109%
OI
478
Oakbrook Investments
Illinois
$309K +$294K +2,300 New
BC
479
Burney Company
Virginia
$307K – – –
MIP
480
Marietta Investment Partners
Wisconsin
$303K – – –
WPW
481
Waldron Private Wealth
Pennsylvania
$303K – – –
STB
482
S&T Bank
Pennsylvania
$302K +$12.8K +100 +5%
SEC
483
Seven Eight Capital
New York
$302K +$287K +2,250 New
QIM
484
Quest Investment Management
Oregon
$300K – – –
SB
485
Simmons Bank
Arkansas
$296K – – –
NA
486
Neuburgh Advisers
California
$290K +$276K +2,160 New
BOH
487
Bank of Hawaii
Hawaii
$289K +$3.83K +30 +1%
EMB
488
Elefante Mark B
$289K +$34.5K +270 +14%
AP
489
Advisor Partners
California
$283K +$11.6K +91 +5%
FNBT
490
FineMark National Bank & Trust
Florida
$282K – – –
VanEck Associates
491
VanEck Associates
New York
$282K +$14.6K +114 +6%
Jennison Associates
492
Jennison Associates
New York
$281K +$267K +2,093 New
AIM
493
Assured Investment Management
New York
$272K -$192K -1,505 -43%
SFA
494
Sequoia Financial Advisors
Ohio
$272K +$31.8K +249 +14%
CB
495
Community Bank
New York
$269K – – –
HCM
496
Hengehold Capital Management
Ohio
$269K – – –
GLA
497
Great Lakes Advisors
Illinois
$267K -$57.9K -453 -19%
NB
498
NBT Bank
New York
$265K -$16.6K -130 -6%
MBTD
499
Mechanics Bank - Trust Department
California
$262K – – –
MCM
500
McKinley Capital Management
Alaska
$260K -$20.4K -160 -8%
18 19
20
21 22

ROK Hedge Fund Activity: Q4 2016 in Review

656 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2016, worth a combined $12.6B — up 8.2% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 85 funds opened new ROK positions and 45 closed out — a net gain of 40 holders — while 191 added to existing stakes and 256 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $89.5M. The largest seller was Lazard Asset Management, cutting an estimated $147M.

  • 656 institutional investors held Rockwell Automation (ROK) as of Q4 2016, up from 626 in Q3 2016.
  • Funds reported $12.6B of Rockwell Automation stock for Q4 2016, up 8.2% quarter-over-quarter.
  • 85 funds opened new Rockwell Automation positions in Q4 2016 and 45 closed out, a net change of +40 holders.
  • The largest Rockwell Automation buyer in Q4 2016 was Wellington Management Group, an estimated $89.5M added.
  • The largest Rockwell Automation seller in Q4 2016 was Lazard Asset Management, an estimated $147M sold.

Based on aggregated 13F filings for Q4 2016.