ROK icon

Rockwell Automation
ROK

Overview Fund Activity

525 hedge funds and large institutions have $11B invested in Rockwell Automation in 2013 Q3 according to their latest regulatory filings, with 75 funds opening new positions, 172 increasing their positions, 194 reducing their positions, and 44 closing their positions.

Holders
525
Holders Change
+26
Holders Change %
+5.21%
% of All Funds
17.03%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.19%
New
75
Increased
172
Reduced
194
Closed
44
Calls
$71M
Puts
$24M
Net Calls
+$47M
Net Calls Change
+$40.2M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$454M
2
Franklin Resources
2
Franklin Resources
California
$219M
3
Capital World Investors
3
Capital World Investors
California
$617M
4
TCM
4
TimesSquare Capital Management
New York
$46.8M
5
Lord, Abbett & Co
5
Lord, Abbett & Co
New Jersey
$47.4M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$62.6M
2
PHS
2
PFM Health Sciences
California
$0
3
LCS
3
Levin Capital Strategies
New York
$13.5M
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$9.63M
5
KeyBank National Association
5
KeyBank National Association
Ohio
$3.72M
Name Market Value Shares Shares
Change 		Shares
Change %
Deutsche Bank
26
Deutsche Bank
Germany
$77.6M 725,516 -191,729 -21%
Neuberger Berman Group
27
Neuberger Berman Group
New York
$76.5M 715,697 +24,535 +4%
SB
28
Suntrust Banks
Georgia
$68.1M 637,059 -330,652 -34%
GF
29
Gabelli Funds
New York
$67.7M 633,100 -6,300 -1%
Goldman Sachs
30
Goldman Sachs
New York
$62.6M 585,100 -896,903 -61%
Legal & General Group
31
Legal & General Group
United Kingdom
$59M 551,317 -45,299 -8%
AllianceBernstein
32
AllianceBernstein
Tennessee
$56.9M 532,137 -35,530 -6%
SAC
33
Smith Affiliated Capital
New York
– – – –
Calamos Advisors
34
Calamos Advisors
Illinois
$55.7M 521,025 -27,978 -5%
TA
35
Teachers Advisors
New York
$53.6M 501,444 +284,824 +131%
New York State Common Retirement Fund
36
New York State Common Retirement Fund
New York
$52M 486,522 +13,900 +3%
GI
37
GAMCO Investors
Connecticut
$50.3M 469,930 -29,350 -6%
JPMorgan Chase & Co
38
JPMorgan Chase & Co
New York
$50.1M 468,702 +121,782 +35%
Lord, Abbett & Co
39
Lord, Abbett & Co
New Jersey
$47.4M 442,995 +358,379 +424%
Victory Capital Management
40
Victory Capital Management
Texas
$46.8M 437,525 +437,525 New
TCM
41
TimesSquare Capital Management
New York
$46.8M 437,300 +437,300 New
BIM
42
BlackRock Investment Management
Delaware
$45.3M 423,723 +23,447 +6%
PI
43
PGGM Investments
Netherlands
$43.5M 406,478 -41,497 -9%
UBS AM
44
UBS AM
Illinois
$43.1M 403,235 +5,553 +1%
Citadel Advisors
45
Citadel Advisors
Florida
$41.4M 386,671 +305,152 +374%
Nuveen Asset Management
46
Nuveen Asset Management
Illinois
$41.2M 385,104 +113,993 +42%
Sumitomo Mitsui Trust Group
47
Sumitomo Mitsui Trust Group
Japan
$40.5M 378,575 +6,701 +2%
WRF
48
Waddell & Reed Financial
Kansas
$39.8M 372,200 +35,800 +11%
Schroder Investment Management Group
49
Schroder Investment Management Group
United Kingdom
$39.1M 365,986 +4,286 +1%
JHIU
50
Janus Henderson Investors US
Colorado
$38.9M 363,614 -364,686 -50%
1
2
3 4 5