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Rockwell Automation
ROK

Overview Fund Activity

525 hedge funds and large institutions have $11B invested in Rockwell Automation in 2013 Q3 according to their latest regulatory filings, with 75 funds opening new positions, 172 increasing their positions, 194 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
525
Holders Change
+26
Holders Change %
+5.21%
% of All Funds
17.03%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.19%
New
75
Increased
172
Reduced
194
Closed
44
Calls
$71M
Puts
$24M
Net Calls
+$47M
Net Calls Change
+$40.2M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$454M
2
Franklin Resources
Franklin Resources
California
$219M
3
Capital World Investors
Capital World Investors
California
$617M
4
TCM
TimesSquare Capital Management
New York
$46.8M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$47.4M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
$62.6M
2
PHS
PFM Health Sciences
California
$0
3
LCS
Levin Capital Strategies
New York
$13.5M
4
Allianz Asset Management
Allianz Asset Management
Germany
$9.63M
5
KeyBank National Association
KeyBank National Association
Ohio
$3.72M
Name Holding Trade Value Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
426
Cambridge Investment Research Advisors
Iowa
$292K -$137K -1,284 -32%
CNB
427
City National Bank
California
$284K -$1.07K -10 -0.4%
WF
428
Welch & Forbes
Massachusetts
$283K – – –
GVT
429
Genesee Valley Trust
New York
$278K -$24.8K -232 -8%
QIM
430
Quest Investment Management
Oregon
$259K – – –
HCM
431
Howland Capital Management
Massachusetts
$257K – – –
CI
432
Constellation Investments
Ohio
$257K +$257K +2,400 New
CCFCSB
433
Cape Cod Five Cents Savings Bank
Massachusetts
$257K +$257K +2,400 New
RNS
434
Robert N. Shapiro
$256K +$63.6K +595 +33%
AA
435
ALPS Advisors
Colorado
$252K +$252K +2,360 New
HMS
436
Hanseatic Management Services
New Mexico
$250K +$250K +2,340 New
MC
437
Middleton & Co
Massachusetts
$247K +$247K +2,311 New
WA
438
WBH Advisory
Maryland
$243K +$243K +2,275 New
Arrowstreet Capital
439
Arrowstreet Capital
Massachusetts
$243K +$243K +2,275 New
JWM
440
Jacobus Wealth Management
Wisconsin
$237K – – –
QI
441
QS Investors
New York
$235K +$235K +2,200 New
FC
442
Fayerweather Charles
$235K +$235K +2,200 New
JG
443
Jefferies Group
New York
$234K -$1.25M -11,680 -84%
HCM
444
Hutchinson Capital Management
California
$229K +$229K +2,137 New
FNBT
445
FineMark National Bank & Trust
Florida
$228K +$536 +5 +0.2%
BHWM
446
Bar Harbor Wealth Management
New Hampshire
$228K +$228K +2,136 New
OMCS
447
Old Mutual Customised Solutions
South Africa
$225K +$53.6K +500 +31%
RCM
448
Reynolds Capital Management
Nevada
$225K +$225K +2,100 New
IG
449
ING Group
Netherlands
$224K +$26.8K +251 +14%
PNC
450
Park National Corp
Ohio
$216K +$216K +2,023 New
16 17
18
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