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Rockwell Automation
ROK

Overview Fund Activity

655 hedge funds and large institutions have $12.6B invested in Rockwell Automation in 2016 Q4 according to their latest regulatory filings, with 85 funds opening new positions, 190 increasing their positions, 256 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
655
Holders Change
+30
Holders Change %
+4.8%
% of All Funds
16.4%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.18%
New
85
Increased
190
Reduced
256
Closed
45
Calls
$122M
Puts
$61.1M
Net Calls
+$61M
Net Calls Change
+$30.1M

Top Buyers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$177M
2
Balyasny Asset Management
2
Balyasny Asset Management
Illinois
$82.7M
3
Millennium Management
3
Millennium Management
New York
$65.2M
4
Bank of New York Mellon
4
Bank of New York Mellon
New York
$199M
5
Alyeska Investment Group
5
Alyeska Investment Group
Illinois
$49.2M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$491M
2
Harris Associates
2
Harris Associates
Illinois
$129M
3
GIM
3
Generation Investment Management
United Kingdom
$0
4
EVM
4
Eaton Vance Management
Massachusetts
$34.2M
5
CLM
5
ClearBridge LLC (Maryland)
Maryland
$17K
Name Holding Trade Value Shares
Change 		Shares
Change %
NED
376
Nancy E. Dempze
$719K +$20.8K +155 +3%
MAM
377
Meeder Asset Management
Ohio
$712K -$476K -3,540 -40%
SO
378
STRS Ohio
Ohio
$703K +$135K +1,003 +24%
IR
379
Invictus RG
Bermuda
$702K +$685K +5,093 +3,948%
LIA
380
LS Investment Advisors
Michigan
$691K -$16.8K -125 -2%
HB
381
Homrich & Berg
Georgia
$675K +$23.8K +177 +4%
NRS
382
Neville Rodie & Shaw
New York
$672K – – –
SLG
383
Stanley-Laman Group
Pennsylvania
$672K – – –
WSCM
384
Wellington Shields Capital Management
New York
$672K – – –
OMCS
385
Old Mutual Customised Solutions
South Africa
$672K +$242K +1,800 +56%
LPL Financial
386
LPL Financial
California
$664K -$20.6K -149 -3%
JCM
387
Janney Capital Management
Pennsylvania
$653K – – –
WP
388
WealthSource Partners
California
$649K -$14.1K -105 -2%
CI
389
Cigna Investments
Connecticut
$643K +$643K +4,785 New
UBWV
390
United Bank (West Virginia)
West Virginia
$642K +$23.7K +176 +4%
Simplex Trading
391
Simplex Trading
Illinois
$631K +$546K +4,068 +647%
FA
392
FDx Advisors
Illinois
$629K +$629K +4,677 New
MCIM
393
Meadow Creek Investment Management
Georgia
$617K +$617K +4,590 New
GS
394
GAM Systematic
United Kingdom
$615K -$304K -2,263 -33%
BHC
395
Bowen Hanes & Co
Florida
$615K – – –
ECM
396
ETrade Capital Management
Virginia
$607K +$40.4K +301 +7%
BTW
397
Boston Trust Walden
Massachusetts
$605K – – –
GXMC
398
Global X Management Company
New York
$597K +$133K +989 +29%
FCFC
399
First Commonwealth Financial Corp
Pennsylvania
$596K – – –
UCFA
400
United Capital Financial Advisors
Texas
$590K +$27K +201 +5%
14 15
16
17 18