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Rockwell Automation

656 hedge funds and large institutions have $12.6B invested in Rockwell Automation in 2016 Q4 according to their latest regulatory filings, with 85 funds opening new positions, 191 increasing their positions, 256 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more call options, than puts

Call options by funds: $122M | Put options by funds: $61.1M

89% more first-time investments, than exits

New positions opened: 85 | Existing positions closed: 45

8% more capital invested

Capital invested by funds: $11.7B → $12.6B (+$958M)

5% more funds holding

Funds holding: 626656 (+30)

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

1.14% less ownership

Funds ownership: 73.65%72.51% (-1.1%)

25% less repeat investments, than reductions

Existing positions increased: 191 | Existing positions reduced: 256

Holders
656
Holders Change
+30
Holders Change %
+4.79%
% of All Funds
16.4%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.17%
New
85
Increased
191
Reduced
256
Closed
45
Calls
$122M
Puts
$61.1M
Net Calls
+$61M
Net Calls Change
+$30.1M
Name Holding Trade Value Shares
Change
Change in
Stake
NBG
351
Nancy B. Gardiner
$921K +$12.8K +100 +1%
FC
352
Fayerweather Charles
$917K -$19.4K -152 -2%
Northwestern Mutual Wealth Management
353
Northwestern Mutual Wealth Management
Wisconsin
$913K +$867K +6,787 New
APFBOT
354
Amica Pension Fund Board of Trustees
Rhode Island
$895K
PAG
355
Private Advisor Group
New Jersey
$890K +$124K +969 +18%
LWM
356
Lyons Wealth Management
Florida
$874K -$86.7K -679 -9%
TG
357
Threshold Group
Washington
$864K +$10.7K +84 +1%
BCM
358
Bayesian Capital Management
New York
$860K +$817K +6,400 New
CFB
359
Cullen/Frost Bankers
Texas
$849K -$7.92K -62 -1%
GIA
360
GHP Investment Advisors
Colorado
$843K +$87.6K +686 +12%
IA
361
IFP Advisors
Florida
$843K +$178K +1,391 +29%
WAS
362
Winch Advisory Services
Wisconsin
$828K +$406K +3,182 +107%
PA
363
Pinnacle Associates
New York
$827K +$53.5K +419 +7%
BFA
364
Benedict Financial Advisors
Georgia
$808K +$19.9K +156 +3%
FP
365
FDO Partners
Massachusetts
$794K -$85.8K -672 -10%
BA
366
Boston Advisors
Massachusetts
$794K +$463K +3,625 +159%
Fifth Third Bancorp
367
Fifth Third Bancorp
Ohio
$785K -$62.5K -489 -8%
VIA
368
Virtus Investment Advisers
Connecticut
$768K +$498K +3,902 +216%
LP
369
LMR Partners
United Kingdom
$757K +$719K +5,627 New
CCG
370
Chatham Capital Group
Georgia
$756K -$25.5K -200 -3%
AIL
371
AGF Investments LLC
Ontario, Canada
$754K +$717K +5,610 New
PAM
372
Paradigm Asset Management
New York
$753K +$575K +4,500 +409%
CIP
373
Chartwell Investment Partners
Pennsylvania
$751K +$172K +1,350 +32%
UBV
374
United Bank (Virginia)
Virginia
$737K
PIA
375
Piedmont Investment Advisors
North Carolina
$734K +$63.2K +495 +10%

ROK Hedge Fund Activity: Q4 2016 in Review

656 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2016, worth a combined $12.6B — up 8.2% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 85 funds opened new ROK positions and 45 closed out — a net gain of 40 holders — while 191 added to existing stakes and 256 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $89.5M. The largest seller was Lazard Asset Management, cutting an estimated $147M.

  • 656 institutional investors held Rockwell Automation (ROK) as of Q4 2016, up from 626 in Q3 2016.
  • Funds reported $12.6B of Rockwell Automation stock for Q4 2016, up 8.2% quarter-over-quarter.
  • 85 funds opened new Rockwell Automation positions in Q4 2016 and 45 closed out, a net change of +40 holders.
  • The largest Rockwell Automation buyer in Q4 2016 was Wellington Management Group, an estimated $89.5M added.
  • The largest Rockwell Automation seller in Q4 2016 was Lazard Asset Management, an estimated $147M sold.

Based on aggregated 13F filings for Q4 2016.