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Rockwell Automation
ROK

Overview Fund Activity

525 hedge funds and large institutions have $11B invested in Rockwell Automation in 2013 Q3 according to their latest regulatory filings, with 75 funds opening new positions, 172 increasing their positions, 194 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
525
Holders Change
+26
Holders Change %
+5.21%
% of All Funds
17.03%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.19%
New
75
Increased
172
Reduced
194
Closed
44
Calls
$71M
Puts
$24M
Net Calls
+$47M
Net Calls Change
+$40.2M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$153M
2
Franklin Resources
Franklin Resources
California
+$73.3M
3
Capital World Investors
Capital World Investors
California
+$66.8M
4
TCM
TimesSquare Capital Management
New York
+$46.8M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$38.3M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$95.9M
2
PHS
PFM Health Sciences
California
-$83M
3
LCS
Levin Capital Strategies
New York
-$53.4M
4
Allianz Asset Management
Allianz Asset Management
Germany
-$52.1M
5
KeyBank National Association
KeyBank National Association
Ohio
-$47.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
First Manhattan
351
First Manhattan
New York
$632K – – –
PGA
352
Portland Global Advisors
Maine
$623K -$35.3K -330 -5%
ECM
353
Everence Capital Management
Indiana
$593K – – –
TRCT
354
Tower Research Capital (TRC)
New York
$584K +$583K +5,455 +54,550%
SF
355
Sarofim Fayez
Texas
$584K +$584K +5,465 New
PI
356
PineBridge Investments
New York
$575K -$4M -37,404 -87%
BBHC
357
Brown Brothers Harriman & Co
New York
$573K +$107K +1,000 +23%
WSCM
358
Wellington Shields Capital Management
New York
$567K – – –
FCH
359
Freestone Capital Holdings
Washington
$567K +$13.6K +127 +2%
NB
360
Norinchukin Bank
Japan
$557K +$39.8K +372 +8%
Janney Montgomery Scott
361
Janney Montgomery Scott
Pennsylvania
$543K +$543K +5,078 New
LTFS
362
Ladenburg Thalmann Financial Services
Florida
$535K – – –
FCFC
363
First Commonwealth Financial Corp
Pennsylvania
$530K – – –
OC
364
Oarsman Capital
Wisconsin
$529K +$40.1K +375 +8%
KRSITF
365
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$528K +$528K +4,940 New
NRS
366
Neville Rodie & Shaw
New York
$524K – – –
DT
367
Diversified Trust
Tennessee
$522K +$50.3K +470 +11%
SOADOR
368
State of Alaska Department of Revenue
Alaska
$516K – – –
PTC
369
Private Trust Company
Ohio
$507K -$4.81K -45 -0.9%
V
370
Veritable
Delaware
$504K +$111K +1,040 +28%
MERSOM
371
Municipal Employees' Retirement System of Michigan
Michigan
$503K +$503K +4,700 New
MA
372
MUFG Americas
New York
$497K -$21.4K -200 -4%
DP
373
Dearborn Partners
Illinois
$483K – – –
BTW
374
Boston Trust Walden
Massachusetts
$481K – – –
HFS
375
HL Financial Services
Kentucky
$477K +$477K +4,465 New
13 14
15
16 17