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Rockwell Automation
ROK

Overview Fund Activity

525 hedge funds and large institutions have $11B invested in Rockwell Automation in 2013 Q3 according to their latest regulatory filings, with 75 funds opening new positions, 172 increasing their positions, 194 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
525
Holders Change
+26
Holders Change %
+5.21%
% of All Funds
17.03%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.19%
New
75
Increased
172
Reduced
194
Closed
44
Calls
$71M
Puts
$24M
Net Calls
+$47M
Net Calls Change
+$40.2M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$153M
2
Franklin Resources
Franklin Resources
California
+$73.3M
3
Capital World Investors
Capital World Investors
California
+$66.8M
4
TCM
TimesSquare Capital Management
New York
+$46.8M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$38.3M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$95.9M
2
PHS
PFM Health Sciences
California
-$83M
3
LCS
Levin Capital Strategies
New York
-$53.4M
4
Allianz Asset Management
Allianz Asset Management
Germany
-$52.1M
5
KeyBank National Association
KeyBank National Association
Ohio
-$47.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
FBNAT
301
FirstMerit Bank N.A. Trustee
Ohio
$1.3M -$10.7K -100 -0.8%
CCA
302
Catalyst Capital Advisors
New York
$1.29M +$508K +4,754 +65%
NCA
303
NCM Capital Advisers
North Carolina
$1.28M -$358K -3,350 -22%
GI
304
GLG Inc
New York
$1.28M +$375K +3,506 +42%
DekaBank Deutsche Girozentrale
305
DekaBank Deutsche Girozentrale
Germany
$1.25M +$284K +2,686 +29%
AMI
306
Amica Mutual Insurance
Rhode Island
$1.24M – – –
QBFM
307
QS Batterymarch Financial Management
New York
$1.23M -$10.5K -98 -0.8%
KRS
308
Kentucky Retirement Systems
Kentucky
$1.23M +$1.23M +11,518 New
LCM
309
Levitt Capital Management
Florida
$1.21M -$60.4K -565 -5%
FMII
310
Farmers & Merchants Investments Inc
Nebraska
$1.21M +$101K +947 +9%
QIM
311
Quantitative Investment Management
Virginia
$1.2M +$1.2M +11,200 New
SAM
312
Symphony Asset Management
California
$1.2M +$1.2M +11,174 New
Truist Financial
313
Truist Financial
North Carolina
$1.19M +$866K +8,096 +265%
TCT
314
TIAA CREF Trust
Missouri
$1.18M +$1.18M +11,050 New
CFB
315
Cullen/Frost Bankers
Texas
$1.15M -$851K -7,956 -42%
BCM
316
Breithorn Capital Management
New York
$1.15M +$12.6K +118 +1%
MM
317
Midas Management
New York
$1.14M – – –
LMF
318
LMR Master Fund
Cayman Islands
$1.13M -$1.63M -15,253 -59%
SSB
319
Sandy Spring Bank
Maryland
$1.13M -$10.2K -95 -0.9%
LMAM
320
Legg Mason Asset Management
Japan
$1.09M -$85.6K -800 -7%
AAM
321
Advisors Asset Management
Colorado
$1.07M +$632K +5,908 +143%
NSEDCP
322
NJ State Employees Deferred Compensation Plan
New Jersey
$1.07M – – –
CIP
323
Chartwell Investment Partners
Pennsylvania
$1.06M +$264K +2,465 +33%
SIM
324
Sentry Investment Management
Wisconsin
$1.04M +$513K +4,800 +98%
GMIM
325
General Motors Investment Management
New York
$1.01M -$417K -3,902 -29%
11 12
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