We are live on ! Find out more
ROK icon

Rockwell Automation
ROK

691 hedge funds and large institutions have $15B invested in Rockwell Automation in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 243 increasing their positions, 236 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 51

86% more funds holding in top 10

Funds holding in top 10: 7 → 13 (+6)

19% more capital invested

Capital invested by funds: $12.6B → $15B (+$2.35B)

5% more funds holding

Funds holding: 656 → 691 (+35)

1.91% more ownership

Funds ownership: 72.51% → 74.42% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 243 | Existing positions reduced: 236

51% less call options, than puts

Call options by funds: $48.3M | Put options by funds: $99.5M

Holders
691
Holders Change
+35
Holders Change %
+5.34%
% of All Funds
17.2%
Holding in Top 10
13
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+85.71%
% of All Funds
0.32%
New
96
Increased
243
Reduced
236
Closed
51
Calls
$48.3M
Puts
$99.5M
Net Calls
-$51.1M
Net Calls Change
-$112M

Top Buyers

1
BlackRock
BlackRock
New York
+$1.31B
2
JP Morgan Chase
JP Morgan Chase
New York
+$189M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$85.1M
4
Franklin Resources
Franklin Resources
California
+$81.7M
5
FAM
Fred Alger Management
New York
+$81.2M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$189M
2
Capital World Investors
Capital World Investors
California
-$179M
3
FMI
Fiduciary Management Inc
Wisconsin
-$162M
4
Harris Associates
Harris Associates
Illinois
-$129M
5
American Century Companies
American Century Companies
Missouri
-$78.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
TCT
251
TIAA CREF Trust
Missouri
$3.63M +$235K +1,575 +7%
N
252
Nuveen
North Carolina
$3.61M -$5.65M -37,810 -62%
RJFSA
253
Raymond James Financial Services Advisors
Florida
$3.58M +$172K +1,151 +5%
NME
254
Notis-McConarty Edward
$3.56M +$14.9K +100 +0.4%
CCMH
255
Cornerstone Capital Management Holdings
New York
$3.44M -$261K -1,745 -7%
CA
256
Commerzbank Aktiengesellschaft
Germany
$3.42M +$745K +4,987 +29%
PDN
257
Pensionfund DSM Netherlands
Netherlands
$3.41M -$956K -6,400 -23%
MNA
258
Manning & Napier Advisors
New York
$3.4M +$241K +1,613 +8%
Jacobs Levy Equity Management
259
Jacobs Levy Equity Management
New Jersey
$3.35M +$3.21M +21,497 New
GT
260
Glenmede Trust
Pennsylvania
$3.32M +$1.25M +8,368 +65%
B
261
BP
United Kingdom
$3.27M – – –
MOACM
262
Mutual of America Capital Management
New York
$3.24M +$200K +1,340 +7%
FP
263
FDO Partners
Massachusetts
$3.12M +$2.11M +14,094 +238%
Capital Fund Management (CFM)
264
Capital Fund Management (CFM)
France
$3.09M +$2.97M +19,860 New
WC
265
Wexford Capital
Florida
$3.06M +$2.67M +17,857 +1,006%
DL
266
Delta Lloyd
Netherlands
$3.03M +$466K +3,119 +19%
M&T Bank
267
M&T Bank
New York
$3M -$172K -1,153 -6%
TCM
268
Twin Capital Management
Pennsylvania
$2.96M +$2.84M +19,010 New
KWILP
269
Kiwi Wealth Investments Limited Partnership
New Zealand
$2.88M +$2.77M +18,525 New
PGA
270
Portland Global Advisors
Maine
$2.8M -$74K -495 -3%
LTFS
271
Ladenburg Thalmann Financial Services
Florida
$2.8M +$347K +2,321 +15%
MSA
272
Mason Street Advisors
Wisconsin
$2.77M +$34.5K +231 +1%
SG Americas Securities
273
SG Americas Securities
New York
$2.73M -$1.59M -10,654 -38%
NPT
274
Nixon Peabody Trust
Massachusetts
$2.69M -$3.74K -25 -0.1%
Nomura Asset Management
275
Nomura Asset Management
Japan
$2.68M +$9.71K +65 +0.4%
9 10
11
12 13

ROK Hedge Fund Activity: Q1 2017 in Review

691 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q1 2017, worth a combined $15B — up 19% from $12.6B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new ROK positions and 51 closed out — a net gain of 45 holders — while 243 added to existing stakes and 236 trimmed.

The largest buyer was BlackRock, adding an estimated $1.31B. The largest seller was Lazard Asset Management, cutting an estimated $189M.

  • 691 institutional investors held Rockwell Automation (ROK) as of Q1 2017, up from 656 in Q4 2016.
  • Funds reported $15B of Rockwell Automation stock for Q1 2017, up 19% quarter-over-quarter.
  • 96 funds opened new Rockwell Automation positions in Q1 2017 and 51 closed out, a net change of +45 holders.
  • The largest Rockwell Automation buyer in Q1 2017 was BlackRock, an estimated $1.31B added.
  • The largest Rockwell Automation seller in Q1 2017 was Lazard Asset Management, an estimated $189M sold.

Based on aggregated 13F filings for Q1 2017.