We are live on ! Find out more
ROIC

Retail Opportunity Investments Corp.

Delisted

ROIC was delisted on the 12th of February, 2025.

206 hedge funds and large institutions have $2.19B invested in Retail Opportunity Investments Corp. in 2016 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 100 increasing their positions, 54 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 15

85% more repeat investments, than reductions

Existing positions increased: 100 | Existing positions reduced: 54

7% more capital invested

Capital invested by funds: $2.04B → $2.19B (+$142M)

6% more funds holding

Funds holding: 194206 (+12)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $224K

Holders
206
Holders Change
+12
Holders Change %
+6.19%
% of All Funds
5.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
29
Increased
100
Reduced
54
Closed
15
Calls
Puts
$224K
Net Calls
-$224K
Net Calls Change
+$142K
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
176
Tower Research Capital (TRC)
New York
$98K -$127K -5,706 -56%
US Bancorp
177
US Bancorp
Minnesota
$92K -$60.8K -2,735 -40%
Daiwa Securities Group
178
Daiwa Securities Group
Japan
$90K +$11.1K +500 +14%
RCM
179
Riverhead Capital Management
Delaware
$88K -$115K -5,174 -56%
LIA
180
LS Investment Advisors
Michigan
$87K +$8.56K +385 +11%
SAMC
181
Shinko Asset Management Company
Japan
$81K
TCOV
182
Trust Company of Vermont
Vermont
$77K +$77.8K +3,500 New
PNC Financial Services Group
183
PNC Financial Services Group
Pennsylvania
$68K -$272K -12,246 -80%
Bank of Montreal
184
Bank of Montreal
Ontario, Canada
$61K
MFS
185
MSI Financial Services
Massachusetts
$57K -$1.11K -50 -2%
TWA
186
TCI Wealth Advisors
Arizona
$48K
Nisa Investment Advisors
187
Nisa Investment Advisors
Missouri
$40K
CFA
188
Carroll Financial Associates
North Carolina
$29K
SWA
189
Sutton Wealth Advisors
Florida
$23.3K
FHA
190
First Horizon Advisors
Tennessee
$21K -$2.85K -128 -12%
TCM
191
Tradewinds Capital Management
Washington
$16K
LTFS
192
Ladenburg Thalmann Financial Services
Florida
$16K +$1.49K +67 +10%
AF
193
Arrow Financial
New York
$15K
TCIM
194
TIAA CREF Investment Management
New York
$13.2K +$1.33M +59,863 +11%
IA
195
IFP Advisors
Florida
$13K +$6K +270 +79%
DADC
196
D.A. Davidson & Co
Montana
$10K
GT
197
Glenmede Trust
Pennsylvania
$8K
Carson Wealth (CWM LLC)
198
Carson Wealth (CWM LLC)
Nebraska
$7K +$6.67K +300 New
PMFA
199
Plante Moran Financial Advisors
Michigan
$5K -$778 -35 -14%
RFA
200
Reilly Financial Advisors
California
$5K +$5.51K +248 New

ROIC Hedge Fund Activity: Q3 2016 in Review

206 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Retail Opportunity Investments Corp. (ROIC) for Q3 2016, worth a combined $2.19B — up 7% from $2.04B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new ROIC positions and 15 closed out — a net gain of 14 holders — while 100 added to existing stakes and 54 trimmed.

The largest buyer was Vanguard Group, adding an estimated $32M. The largest seller was Invesco, cutting an estimated $38.9M.

  • 206 institutional investors held Retail Opportunity Investments Corp. (ROIC) as of Q3 2016, up from 194 in Q2 2016.
  • Funds reported $2.19B of Retail Opportunity Investments Corp. stock for Q3 2016, up 7% quarter-over-quarter.
  • 29 funds opened new Retail Opportunity Investments Corp. positions in Q3 2016 and 15 closed out, a net change of +14 holders.
  • The largest Retail Opportunity Investments Corp. buyer in Q3 2016 was Vanguard Group, an estimated $32M added.
  • The largest Retail Opportunity Investments Corp. seller in Q3 2016 was Invesco, an estimated $38.9M sold.

Based on aggregated 13F filings for Q3 2016.