D.A. Davidson & Co’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-96,815	Closed	-$803K	–	1031
2020 Q1	$803K	Buy	96,815 +5,676	+6%	+$84.3K	0.02%	492
2019 Q4	$1.61M	Buy	91,139 +65	+0.1%	+$1.18K	0.03%	409
2019 Q3	$1.66M	Buy	91,074 +2,115	+2%	+$37.9K	0.03%	377
2019 Q2	$1.52M	Sell	88,959 -724	-0.8%	-$12.5K	0.03%	378
2019 Q1	$1.55M	Sell	89,683 -484	-0.5%	-$8.27K	0.03%	408
2018 Q4	$1.43M	Buy	90,167 +217	+0.2%	+$3.81K	0.03%	395
2018 Q3	$1.68M	Buy	89,950 +1,130	+1%	+$21.6K	0.03%	395
2018 Q2	$1.7M	Buy	88,820 +1,726	+2%	+$30.7K	0.03%	382
2018 Q1	$1.54M	Buy	87,094 +305	+0.4%	+$5.48K	0.03%	375
2017 Q4	$1.73M	Buy	86,789 +9,075	+12%	+$174K	0.04%	351
2017 Q3	$1.48M	Buy	77,714 +10,995	+16%	+$218K	0.03%	423
2017 Q2	$1.28M	Buy	66,719 +66,219	+13,244%	+$1.35M	0.03%	405
2017 Q1	$10K	Hold	500	–	–	﹤0.01%	2031
2016 Q4	$10K	Hold	500	–	–	﹤0.01%	2127
2016 Q3	$10K	Hold	500	–	–	﹤0.01%	2055
2016 Q2	$10K	Buy	+500	New	+$10.1K	﹤0.01%	1967
2014 Q1	–	Sell	-16	Closed	–	–	2215
2013 Q4	$0	Sell	16 -12,714	-100%	-$185K	﹤0.01%	2141
2013 Q3	$175K	Sell	12,730 -31	-0.2%	-$422	0.01%	736
2013 Q2	$177K	Buy	+12,761	New	+$184K	0.01%	707