Arrow Financial’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-700	Closed	-$12K	–	346
2018 Q1	$12K	Hold	700	–	–	﹤0.01%	285
2017 Q4	$14K	Hold	700	–	–	﹤0.01%	270
2017 Q3	$13K	Hold	700	–	–	﹤0.01%	277
2017 Q2	$13K	Hold	700	–	–	﹤0.01%	280
2017 Q1	$15K	Hold	700	–	–	﹤0.01%	275
2016 Q4	$15K	Hold	700	–	–	﹤0.01%	272
2016 Q3	$15K	Hold	700	–	–	﹤0.01%	272
2016 Q2	$15K	Hold	700	–	–	﹤0.01%	269
2016 Q1	$14K	Hold	700	–	–	﹤0.01%	280
2015 Q4	$13K	Hold	700	–	–	﹤0.01%	280
2015 Q3	$12K	Hold	700	–	–	﹤0.01%	270
2015 Q2	$11K	Hold	700	–	–	﹤0.01%	267
2015 Q1	$13K	Hold	700	–	–	﹤0.01%	270
2014 Q4	$12K	Hold	700	–	–	﹤0.01%	277
2014 Q3	$10K	Hold	700	–	–	﹤0.01%	317
2014 Q2	$11K	Hold	700	–	–	﹤0.01%	282
2014 Q1	$10K	Hold	700	–	–	﹤0.01%	284
2013 Q4	$10K	Hold	700	–	–	﹤0.01%	268
2013 Q3	$10K	Hold	700	–	–	﹤0.01%	261
2013 Q2	$10K	Buy	+700	New	+$10.1K	﹤0.01%	253