LS Investment Advisors’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-3,284	Closed	-$37K	–	1504
2020 Q2	$37K	Hold	3,284	–	–	﹤0.01%	1243
2020 Q1	$27K	Hold	3,284	–	–	﹤0.01%	1283
2019 Q4	$58K	Hold	3,284	–	–	﹤0.01%	1276
2019 Q3	$60K	Hold	3,284	–	–	﹤0.01%	1252
2019 Q2	$56K	Sell	3,284 -169	-5%	-$2.93K	﹤0.01%	1272
2019 Q1	$60K	Hold	3,453	–	–	﹤0.01%	1255
2018 Q4	$55K	Buy	3,453 +135	+4%	+$2.37K	﹤0.01%	1244
2018 Q3	$62K	Hold	3,318	–	–	﹤0.01%	1261
2018 Q2	$64K	Hold	3,318	–	–	﹤0.01%	1246
2018 Q1	$59K	Buy	3,318 +124	+4%	+$2.23K	﹤0.01%	1246
2017 Q4	$64K	Sell	3,194 -565	-15%	-$10.9K	﹤0.01%	1248
2017 Q3	$71K	Sell	3,759 -224	-6%	-$4.45K	﹤0.01%	1247
2017 Q2	$76K	Hold	3,983	–	–	﹤0.01%	1230
2017 Q1	$84K	Sell	3,983 -129	-3%	-$2.72K	0.01%	1178
2016 Q4	$87K	Buy	4,112 +151	+4%	+$3.1K	0.01%	1085
2016 Q3	$87K	Buy	3,961 +385	+11%	+$8.56K	0.01%	1045
2016 Q2	$77K	Buy	3,576 +187	+6%	+$3.78K	0.01%	1065
2016 Q1	$68K	Buy	3,389 +136	+4%	+$2.52K	0.01%	1030
2015 Q4	$58K	Buy	3,253 +111	+4%	+$1.98K	﹤0.01%	1084
2015 Q3	$52K	Buy	3,142 +144	+5%	+$2.38K	﹤0.01%	1120
2015 Q2	$47K	Buy	+2,998	New	+$50.2K	﹤0.01%	1210